Mangrove Partners’s Fifth Street Asset Management Inc. Class A FSAM Stock Holding History

Mangrove Partners’s Portfolio FSAM Stock Details FSAM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-696,738	Closed	-$2.81M	–	31
2016 Q2	$2.81M	Hold	696,738	–	–	0.7%	25
2016 Q1	$2.13M	Buy	696,738 +196,531	+39%	+$544K	0.44%	32
2015 Q4	$1.63M	Buy	500,207 +2,468	+0.5%	+$13.5K	0.4%	35
2015 Q3	$3.72M	Buy	497,739 +52,849	+12%	+$462K	0.85%	32
2015 Q2	$4.57M	Buy	444,890 +74,608	+20%	+$784K	1.14%	26
2015 Q1	$4.17M	Buy	370,282 +108,662	+42%	+$1.39M	1.01%	31
2014 Q4	$3.65M	Buy	+261,620	New	+$3.63M	1.01%	29

Other funds holding FSAM

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SCM

Springhouse Capital Management Westport, Connecticut $55.3M AUM 20.84% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Globeflex Capital San Diego, California $661M AUM 50.59% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

ZIM

Zacks Investment Management Chicago, Illinois $12.5B AUM 29.36% 1-Year Est. Return

Mangrove Partners's FSAM Position: Q3 2016 in Review

Mangrove Partners sold out of Fifth Street Asset Management Inc. Class A (FSAM) in Q3 2016, closing a stake of 696,738 shares — an estimated $2.81M sold.

Mangrove Partners first reported a position in FSAM in Q4 2014 and held it in 7 quarters. The position peaked at $4.57M in Q2 2015. 48 funds tracked by Wall St. Rank hold FSAM as of Q3 2016.

Mangrove Partners reported no remaining Fifth Street Asset Management Inc. Class A position as of Q3 2016 after selling out during the quarter.
Mangrove Partners sold 696,738 Fifth Street Asset Management Inc. Class A shares in Q3 2016, an estimated $2.81M.
Mangrove Partners first reported a position in Fifth Street Asset Management Inc. Class A in Q4 2014 and held it in 7 quarters.
Mangrove Partners's Fifth Street Asset Management Inc. Class A position peaked at $4.57M in Q2 2015.
48 funds tracked by Wall St. Rank held Fifth Street Asset Management Inc. Class A as of Q3 2016.

Based on Mangrove Partners's 13F filing for Q3 2016, filed 14 Nov 2016.