Stonebridge Capital Management’s Fifth Street Asset Management Inc. Class A FSAM Stock Holding History

Stonebridge Capital Management’s Portfolio FSAM Stock Details FSAM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-74,905	Closed	-$303K	–	142
2016 Q2	$303K	Sell	74,905 -49,955	-40%	-$193K	0.14%	87
2016 Q1	$382K	Buy	124,860 +56,610	+83%	+$157K	0.16%	103
2015 Q4	$222K	Sell	68,250 -42,580	-38%	-$233K	0.09%	146
2015 Q3	$828K	Sell	110,830 -385	-0.3%	-$3.36K	0.37%	55
2015 Q2	$1.14M	Buy	111,215 +45,265	+69%	+$476K	0.47%	50
2015 Q1	$743K	Buy	65,950 +24,760	+60%	+$316K	0.3%	67
2014 Q4	$575K	Buy	+41,190	New	+$571K	0.22%	89

Other funds holding FSAM

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SCM

Springhouse Capital Management Westport, Connecticut $55.3M AUM 20.84% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Globeflex Capital San Diego, California $661M AUM 50.59% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

ZIM

Zacks Investment Management Chicago, Illinois $12.5B AUM 29.36% 1-Year Est. Return

Stonebridge Capital Management's FSAM Position: Q3 2016 in Review

Stonebridge Capital Management sold out of Fifth Street Asset Management Inc. Class A (FSAM) in Q3 2016, closing a stake of 74,905 shares — an estimated $303K sold.

Stonebridge Capital Management first reported a position in FSAM in Q4 2014 and held it in 7 quarters. The position peaked at $1.14M in Q2 2015. 48 funds tracked by Wall St. Rank hold FSAM as of Q3 2016.

Stonebridge Capital Management reported no remaining Fifth Street Asset Management Inc. Class A position as of Q3 2016 after selling out during the quarter.
Stonebridge Capital Management sold 74,905 Fifth Street Asset Management Inc. Class A shares in Q3 2016, an estimated $303K.
Stonebridge Capital Management first reported a position in Fifth Street Asset Management Inc. Class A in Q4 2014 and held it in 7 quarters.
Stonebridge Capital Management's Fifth Street Asset Management Inc. Class A position peaked at $1.14M in Q2 2015.
48 funds tracked by Wall St. Rank held Fifth Street Asset Management Inc. Class A as of Q3 2016.

Based on Stonebridge Capital Management's 13F filing for Q3 2016, filed 17 Oct 2016.