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First Trust US Equity Opportunities ETF
FPX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.4M -$11.7M -247,206 -22%
LPL Financial
2
LPL Financial
California
$30.1M -$14.6M -309,836 -34%
Bank of America
3
Bank of America
North Carolina
$14.9M -$12.3M -260,732 -47%
Wells Fargo
4
Wells Fargo
California
$11.8M -$18.7M -395,095 -63%
UBS Group
5
UBS Group
Switzerland
$11.5M -$12.5M -264,950 -53%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$6.08M -$66.1K -1,399 -1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.01M +$883K +18,695 +18%
RJA
8
Raymond James & Associates
Florida
$5.15M -$1.04M -22,048 -18%
AIG
9
American International Group
New York
$4.13M -$31.5K -667 -0.8%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$3.72M -$1.12M -23,784 -24%
Citadel Advisors
11
Citadel Advisors
Florida
$2.75M +$246K +5,216 +11%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$2.72M +$397K +8,415 +18%
BCI
13
Brinker Capital Investments
Pennsylvania
$2.4M – – –
AIM
14
Advantage Investment Management
Iowa
$2.38M +$175K +3,700 +8%
SIM
15
SSI Investment Management
California
$2.37M -$2.73M -57,751 -55%
RWM
16
Rezny Wealth Management
Florida
$2.02M -$7.79K -165 -0.4%
MFS
17
MSI Financial Services
Massachusetts
$1.9M +$290K +6,138 +19%
Ameriprise
18
Ameriprise
Minnesota
$1.83M -$6.14M -130,001 -78%
SHA
19
Smith Hayes Advisers
Nebraska
$1.81M +$90.3K +1,913 +6%
TRCT
20
Tower Research Capital (TRC)
New York
$1.51M +$1.29M +27,223 +910%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.42M -$226K -4,789 -14%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.41M +$257K +5,440 +24%
CPIG
23
Chicago Partners Investment Group
Illinois
$1.41M +$12.2K +258 +0.9%
VKH
24
Virtu KCG Holdings
New York
$1.06M +$796K +16,862 +397%
AA
25
Ancora Advisors
Ohio
$936K -$172K -3,636 -16%
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