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First Trust US Equity Opportunities ETF
FPX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.25M +$7.21M +201,074 New
Bank of America
2
Bank of America
North Carolina
$6.35M +$6.32M +176,297 New
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$2.75M +$2.73M +76,270 New
VFS
4
VSR Financial Services
Kansas
$1.85M +$1.84M +51,299 New
BCI
5
Brinker Capital Investments
Pennsylvania
$1.73M +$1.72M +48,000 New
Wells Fargo
6
Wells Fargo
California
$1.55M +$1.54M +42,885 New
RJA
7
Raymond James & Associates
Florida
$787K +$783K +21,842 New
LPL Financial
8
LPL Financial
California
$732K +$728K +20,297 New
KCG
9
Knight Capital Group
$728K +$725K +20,213 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$662K +$658K +18,356 New
OC
11
Oppenheimer & Co
New York
$613K +$609K +16,994 New
CS
12
Credit Suisse
Switzerland
$586K +$583K +16,257 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$404K +$402K +11,199 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$331K +$329K +9,185 New
CWM
15
Concert Wealth Management
California
$225K +$227K +6,344 New
PSUF
16
People's United Financial
Connecticut
$81K +$80.7K +2,250 New
U
17
UBS
Switzerland
$78K +$78K +2,175 New
AIG
18
American International Group
New York
$50.4K +$50.1K +1,398 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$36K +$35.8K +999 New
Deutsche Bank
20
Deutsche Bank
Germany
$29K +$29.6K +825 New
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$27K +$26.9K +750 New
MFS
22
MSI Financial Services
Massachusetts
$27K +$26.9K +751 New
OWP
23
Obermeyer Wealth Partners
Colorado
$14K +$14.3K +400 New
NES
24
New England Securities
New York
$10K +$9.68K +270 New
PAS
25
Partnervest Advisory Services
California
$2K +$1.76K +49 New
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