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First Trust US Equity Opportunities ETF
FPX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$37.2M +$1.97M +40,529 +6%
Bank of America
2
Bank of America
North Carolina
$16.8M -$1.42M -29,087 -8%
Wells Fargo
3
Wells Fargo
California
$15.1M -$1.82M -37,433 -11%
UBS Group
4
UBS Group
Switzerland
$13.4M +$13M +266,406 New
LPL Financial
5
LPL Financial
California
$12.5M -$903K -18,535 -7%
Ameriprise
6
Ameriprise
Minnesota
$4.1M -$165K -3,384 -4%
LWA
7
Lowe Wealth Advisors
Maryland
$3.79M +$3.68M +75,434 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$3.73M +$693K +14,219 +24%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.38M -$28.9K -593 -0.9%
BRWA
10
B. Riley Wealth Advisors
Florida
$2.9M +$310K +6,365 +63%
CPIG
11
Chicago Partners Investment Group
Illinois
$2.71M +$2.62M +53,835 New
AIG
12
American International Group
New York
$2.56M -$568K -11,663 -19%
RJA
13
Raymond James & Associates
Florida
$2.5M +$122K +2,502 +5%
CIBC World Market
14
CIBC World Market
Ontario, Canada
$2.49M -$15.3K -315 -0.6%
BCI
15
Brinker Capital Investments
Pennsylvania
$2.41M – – –
VFS
16
VSR Financial Services
Kansas
$2.12M -$32.5K -668 -2%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.98M +$618K +12,682 +48%
GHF
18
Good Harbor Financial
Illinois
$1.75M -$223K -4,574 -12%
AA
19
Ancora Advisors
Ohio
$1.06M +$39.6K +813 +4%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$1.04M +$56.3K +1,155 +6%
NAM
21
NTV Asset Management
West Virginia
$990K -$38.9K -799 -4%
CS
22
Credit Suisse
Switzerland
$775K +$751K +15,405 New
Comerica Bank
23
Comerica Bank
Texas
$772K -$15.5M -317,722 -95%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$712K +$56.2K +1,154 +9%
MFS
25
MSI Financial Services
Massachusetts
$696K +$245K +5,021 +57%
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