|
126
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
$1K
|
+$1.34K
|
+20
|
New
|
|
|
127
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$1K
|
+$1.34K
|
+20
|
New
|
|
|
128
|
Sowell Financial Services
North Little Rock,
Arkansas
|
–
|
-$4.63M
|
-73,859
|
Closed
|
|
|
129
|
B. Riley Wealth Management
Memphis,
Tennessee
|
–
|
-$963K
|
-12,961
|
Closed
|
|
|
130
|
Mariner Independent Advisor Network
Overland Park,
Kansas
|
–
|
-$846K
|
-11,396
|
Closed
|
|
|
131
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
–
|
-$402K
|
-5,411
|
Closed
|
|
|
132
|
Simplicity Solutions
Minneapolis,
Minnesota
|
–
|
-$305K
|
-4,100
|
Closed
|
|
|
133
|
Global Financial Private Capital
Sarasota,
Florida
|
–
|
-$253K
|
-3,403
|
Closed
|
|
|
134
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$224K
|
-3,013
|
Closed
|
|
|
135
|
Financial Advocates Investment Management
Olympia,
Washington
|
–
|
-$222K
|
-2,987
|
Closed
|
|
|
136
|
Koshinski Asset Management
Decatur,
Illinois
|
–
|
-$214K
|
-2,876
|
Closed
|
|
|
137
|
Lincoln National Corp
Radnor,
Pennsylvania
|
–
|
-$213K
|
-2,872
|
Closed
|
|
|
138
|
Calton & Associates
Tampa,
Florida
|
–
|
-$206K
|
-2,772
|
Closed
|
|
|
139
|
Avantax Planning Partners
Dubuque,
Iowa
|
–
|
-$69K
|
-927
|
Closed
|
|
|
140
|
Polaris Wealth Advisory Group
San Rafael,
California
|
–
|
-$65K
|
-879
|
Closed
|
|
|
141
|
Washington Trust Bank
Spokane,
Washington
|
–
|
-$41K
|
-555
|
Closed
|
|
|
142
|
Measured Wealth Private Client Group
Portsmouth,
New Hampshire
|
–
|
-$17K
|
-232
|
Closed
|
|
|
143
|
Rehmann Capital Advisory Group
Lansing,
Michigan
|
–
|
-$15.3K
|
-206
|
Closed
|
|
|
144
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$7K
|
-100
|
Closed
|
|
|
145
|
IMA Advisory Services
Denver,
Colorado
|
–
|
-$2K
|
-22
|
Closed
|
|
|
146
|
Advisornet Financial
Minnetonka,
Minnesota
|
–
|
-$1K
|
-18
|
Closed
|
|
|
147
|
McAdam LLC
Philadelphia,
Pennsylvania
|
–
|
-$1K
|
-14
|
Closed
|
|
