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First Trust Institutional Preferred Securities and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$60.4M -$20M -1,012,908 -25%
Bank of America
2
Bank of America
North Carolina
$42.9M -$86K -4,348 -0.2%
UBS Group
3
UBS Group
Switzerland
$23.3M +$1.02M +51,503 +4%
SWM
4
Southern Wealth Management
Texas
$19.5M +$19.9M +1,006,981 New
EL
5
Essex LLC
Illinois
$13.8M -$1.38M -69,932 -9%
LPL Financial
6
LPL Financial
California
$10.6M +$1.37M +69,274 +15%
WAM
7
WealthTrust Asset Management
Florida
$9.05M +$238K +12,049 +3%
CCIA
8
Cherry Creek Investment Advisors
Colorado
$8.11M +$183K +9,275 +2%
SMF
9
Sterling Manor Financial
New York
$8.04M +$384K +19,415 +5%
RJA
10
Raymond James & Associates
Florida
$7.96M +$2.01M +101,782 +33%
ECA
11
Elevated Capital Advisors
Utah
$7.18M +$7.31M +369,930 New
PWM
12
Peterson Wealth Management
Nevada
$6.93M +$1.38M +69,817 +24%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$6.91M +$2.62M +132,498 +59%
WF
14
Welch & Forbes
Massachusetts
$6.71M -$32.6K -1,648 -0.5%
AWC
15
Adamsbrown Wealth Consultants
Kansas
$6.38M +$1.37M +69,209 +27%
AWM
16
AE Wealth Management
Kansas
$5.58M +$464K +23,461 +9%
MFGM
17
Marshall Financial Group (Maryland)
Maryland
$5.5M +$636K +32,150 +13%
PFC
18
Phocas Financial Corp
California
$5.17M -$448K -22,645 -8%
First Trust Advisors
19
First Trust Advisors
Illinois
$5.01M +$2.46M +124,378 +93%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$4.9M +$468K +23,659 +10%
QWM
21
QP Wealth Management
New Jersey
$4.7M +$17.1K +865 +0.4%
Osaic Holdings
22
Osaic Holdings
Arizona
$4.52M -$1.61M -81,434 -26%
Jane Street
23
Jane Street
New York
$4.17M +$4.25M +214,780 New
UCMOK
24
United Capital Management of KS
Kansas
$3.81M +$685K +34,633 +21%
WAM
25
Walker Asset Management
Missouri
$3.37M