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First Trust Institutional Preferred Securities and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SEIA
1
Signature Estate & Investment Advisors
California
$30M +$7.68M +397,016 +29%
Bank of America
2
Bank of America
North Carolina
$22M +$2.88M +149,191 +13%
Morgan Stanley
3
Morgan Stanley
New York
$22M +$1.6M +82,594 +7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.81M +$1.47M +76,257 +20%
UBS Group
5
UBS Group
Switzerland
$6.6M +$3.59M +185,933 +91%
PWM
6
Peterson Wealth Management
Nevada
$6.56M +$362K +18,707 +5%
LPL Financial
7
LPL Financial
California
$5.39M -$17.1K -886 -0.3%
PFC
8
Phocas Financial Corp
California
$5.26M
RJA
9
Raymond James & Associates
Florida
$4.47M +$1.57M +81,354 +44%
QWM
10
QP Wealth Management
New Jersey
$4.32M +$1.41M +72,773 +42%
First Trust Advisors
11
First Trust Advisors
Illinois
$2.74M -$172K -8,883 -5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.36M -$305K -15,767 -10%
1W
13
1776 Wealth
Georgia
$1.74M +$1.24M +63,985 +165%
ASN
14
Advisory Services Network
Georgia
$1.65M +$305K +15,754 +19%
Jane Street
15
Jane Street
New York
$1.43M -$890K -46,025 -35%
Koshinski Asset Management
16
Koshinski Asset Management
Illinois
$1.25M +$586K +30,298 +68%
WA
17
WESPAC Advisors
California
$1.18M +$1.34M +69,551 New
Osaic Holdings
18
Osaic Holdings
Arizona
$998K +$1.14M +58,974 New
BRWM
19
B. Riley Wealth Management
Tennessee
$732K +$986 +51 +0.1%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$700K -$352K -18,183 -31%
EWM
21
Empirical Wealth Management
Washington
$509K +$582K +30,100 New
GM
22
GeoWealth Management
Illinois
$425K -$70.7K -3,658 -13%
HighTower Advisors
23
HighTower Advisors
Illinois
$414K -$338K -17,501 -42%
Stifel Financial
24
Stifel Financial
Missouri
$408K +$15.9K +822 +3%
CIAS
25
Capital Investment Advisory Services
North Carolina
$389K -$508K -26,254 -53%