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First Trust Preferred Securities and Income ETF
FPE

Name Holding Trade Value Shares
Change 		Change in
Stake
NPC
51
National Planning Corporation
California
$990K +$737K +38,396 +298%
SAM
52
Shamrock Asset Management
Texas
$764K +$742K +38,665 +2,444%
TC
53
Telemus Capital
Michigan
$760K -$384K -20,000 -33%
LI
54
LVZ Inc
Michigan
$713K -$23.5K -1,224 -3%
BRWA
55
B. Riley Wealth Advisors
Florida
$689K +$217K +11,309 +45%
FHC
56
First Heartland Consultants
Missouri
$678K -$1.15M -59,689 -63%
EWM
57
Empirical Wealth Management
Washington
$571K -$335K -17,464 -37%
ONB
58
Old National Bancorp
Indiana
$556K -$55.2K -2,875 -9%
SCA
59
Snowden Capital Advisors
New York
$547K +$553K +28,826 New
NWM
60
Northwest Wealth Management
Iowa
$457K +$462K +24,059 New
WA
61
WESPAC Advisors
California
$448K +$19.4K +1,010 +4%
WI
62
Wintrust Investments
Illinois
$438K +$70.7K +3,682 +19%
SWP
63
Stratos Wealth Partners
Ohio
$431K -$57.5K -2,993 -12%
BAS
64
Brown Advisory Securities
Maryland
$417K +$44.1K +2,300 +12%
GAG
65
GM Advisory Group
New York
$412K +$416K +21,681 New
FIM
66
Freedom Investment Management
Connecticut
$410K +$415K +21,599 New
CAL
67
Capital Advisors Ltd
Ohio
$342K -$8.2K -427 -2%
ISB
68
Iowa State Bank
Iowa
$336K – – –
PAG
69
Private Advisory Group
Washington
$330K +$334K +17,401 New
GS
70
Girard Securities
California
$318K -$40.3K -2,098 -11%
BIG
71
Bellwether Investment Group
Tennessee
$299K +$302K +15,758 New
LWAC
72
Laurel Wealth Advisors (California)
California
$298K – – –
OC
73
Oppenheimer & Co
New York
$270K +$28.1K +1,463 +11%
CCA
74
Clearwater Capital Advisors
Illinois
$269K +$271K +14,122 New
SG
75
StoneX Group
New York
$256K +$259K +13,504 New
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