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Schwab Fundamental US Small Company Index ETF

46 hedge funds and large institutions have $573M invested in Schwab Fundamental US Small Company Index ETF in 2016 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 22 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

633% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 3

275% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 4

31% more funds holding

Funds holding: 3546 (+11)

26% more capital invested

Capital invested by funds: $456M → $573M (+$117M)

5.55% more ownership

Funds ownership: 133.5%139.05% (+5.6%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
46
Holders Change
+11
Holders Change %
+31.43%
% of All Funds
1.23%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
15
Increased
22
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$446M +$75.1M +5,169,292 +20%
BJ
2
Brouwer & Janachowski
California
$37.4M +$17.8M +1,226,398 +93%
CCA
3
Cobblestone Capital Advisors
New York
$24.1M +$150K +10,316 +0.6%
DPA
4
Delphi Private Advisors
California
$15.4M +$125K +8,636 +0.8%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$9.3M +$123K +8,458 +1%
VCM
6
Vigilant Capital Management
Maine
$7.59M +$81.2K +5,590 +1%
UCFA
7
United Capital Financial Advisors
Texas
$6.33M +$6.42K +442 +0.1%
PMG
8
ProVise Management Group
Florida
$4.7M +$820K +56,414 +21%
Jane Street
9
Jane Street
New York
$4.62M +$2.3M +158,052 +101%
Mariner
10
Mariner
Kansas
$1.58M +$695K +47,862 +80%
WCF
11
West Coast Financial
California
$1.56M +$1.55M +106,442 New
FANJ
12
Financial Architects (New Jersey)
New Jersey
$1.43M +$36.7K +2,524 +3%
IA
13
IFP Advisors
Florida
$1.41M +$1.37M +94,138 +5,283%
TRCT
14
Tower Research Capital (TRC)
New York
$1.35M +$726K +49,988 +119%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.1M +$1.09M +75,276 New
VKH
16
Virtu KCG Holdings
New York
$993K +$984K +67,692 New
AG
17
Advisor Group
Arizona
$928K +$920K +63,306 New
Citadel Advisors
18
Citadel Advisors
Florida
$758K +$751K +51,686 New
VNA
19
Valley National Advisers
Pennsylvania
$752K +$18.3K +1,258 +3%
SA
20
Strategic Advisors
New York
$665K +$173K +11,894 +36%
CWM
21
Cabot Wealth Management
Massachusetts
$591K +$23.9K +1,648 +4%
HCM
22
Hengehold Capital Management
Ohio
$566K +$9.1K +626 +2%
REMPR
23
Roof Eidam Maycock Peralta (REMP)
California
$462K
WA
24
WESPAC Advisors
California
$383K +$380K +26,130 New
FWP
25
FAS Wealth Partners
Kansas
$365K +$362K +24,906 New

FNDA Hedge Fund Activity: Q2 2016 in Review

46 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab Fundamental US Small Company Index ETF (FNDA) for Q2 2016, worth a combined $573M — up 26% from $456M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FNDA positions and 4 closed out — a net gain of 11 holders — while 22 added to existing stakes and 3 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $75.1M. The largest seller was LPL Financial, exiting entirely with an estimated $273K sold.

  • 46 institutional investors held Schwab Fundamental US Small Company Index ETF (FNDA) as of Q2 2016, up from 35 in Q1 2016.
  • Funds reported $573M of Schwab Fundamental US Small Company Index ETF stock for Q2 2016, up 26% quarter-over-quarter.
  • 15 funds opened new Schwab Fundamental US Small Company Index ETF positions in Q2 2016 and 4 closed out, a net change of +11 holders.
  • The largest Schwab Fundamental US Small Company Index ETF buyer in Q2 2016 was Charles Schwab Investment Advisory, an estimated $75.1M added.
  • The largest Schwab Fundamental US Small Company Index ETF seller in Q2 2016 was LPL Financial, an estimated $273K sold.

Based on aggregated 13F filings for Q2 2016.