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Schwab Fundamental US Small Company Index ETF

36 hedge funds and large institutions have $332M invested in Schwab Fundamental US Small Company Index ETF in 2015 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 3 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 3

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

36% more capital invested

Capital invested by funds: $243M → $332M (+$88.3M)

20% more funds holding

Funds holding: 3036 (+6)

6.09% more ownership

Funds ownership: 116.2%122.29% (+6.1%)

Holders
36
Holders Change
+6
Holders Change %
+20%
% of All Funds
0.94%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
13
Increased
14
Reduced
3
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$270M +$73.4M +5,116,826 +36%
CCA
2
Cobblestone Capital Advisors
New York
$14.1M -$8.8M -613,372 -38%
DPA
3
Delphi Private Advisors
California
$12.8M +$13.1M +912,122 New
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$8.86M +$1.89M +131,576 +26%
VCM
5
Vigilant Capital Management
Maine
$7.09M +$47.5K +3,310 +0.7%
UCFA
6
United Capital Financial Advisors
Texas
$5.98M +$464K +32,308 +8%
PMG
7
ProVise Management Group
Florida
$3.8M -$107K -7,440 -3%
FANJ
8
Financial Architects (New Jersey)
New Jersey
$1.34M +$277K +19,328 +25%
IA
9
IFP Advisors
Florida
$1.2M +$1.23M +85,818 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$922K +$946K +65,954 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$746K +$659K +45,942 +621%
VNA
12
Valley National Advisers
Pennsylvania
$680K +$244K +17,022 +54%
Mariner
13
Mariner
Kansas
$578K +$352K +24,526 +146%
HCM
14
Hengehold Capital Management
Ohio
$499K +$32.6K +2,270 +7%
REMPR
15
Roof Eidam Maycock Peralta (REMP)
California
$441K
LPL Financial
16
LPL Financial
California
$383K +$400K +27,848 New
FC
17
Financial Consulate
Maryland
$371K +$69.2K +4,826 +22%
Bank of America
18
Bank of America
North Carolina
$331K +$65.7K +4,580 +24%
HP
19
HT Partners
Connecticut
$276K +$290K +20,224 New
LA
20
LVW Advisors
New York
$229K +$6.77K +472 +3%
CWM
21
Cabot Wealth Management
Massachusetts
$200K +$206K +14,328 New
TRCT
22
Tower Research Capital (TRC)
New York
$192K +$198K +13,776 New
BWA
23
Burt Wealth Advisors
Maryland
$181K +$187K +13,010 New
Citigroup
24
Citigroup
New York
$59K
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$54K -$21.1K -1,472 -28%

FNDA Hedge Fund Activity: Q4 2015 in Review

36 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Schwab Fundamental US Small Company Index ETF (FNDA) for Q4 2015, worth a combined $332M — up 36% from $243M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FNDA positions and 7 closed out — a net gain of 6 holders — while 14 added to existing stakes and 3 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $73.4M. The largest seller was Cobblestone Capital Advisors, cutting an estimated $8.8M.

  • 36 institutional investors held Schwab Fundamental US Small Company Index ETF (FNDA) as of Q4 2015, up from 30 in Q3 2015.
  • Funds reported $332M of Schwab Fundamental US Small Company Index ETF stock for Q4 2015, up 36% quarter-over-quarter.
  • 13 funds opened new Schwab Fundamental US Small Company Index ETF positions in Q4 2015 and 7 closed out, a net change of +6 holders.
  • The largest Schwab Fundamental US Small Company Index ETF buyer in Q4 2015 was Charles Schwab Investment Advisory, an estimated $73.4M added.
  • The largest Schwab Fundamental US Small Company Index ETF seller in Q4 2015 was Cobblestone Capital Advisors, an estimated $8.8M sold.

Based on aggregated 13F filings for Q4 2015.