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Schwab Fundamental US Small Company Index ETF

35 hedge funds and large institutions have $456M invested in Schwab Fundamental US Small Company Index ETF in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

37% more capital invested

Capital invested by funds: $332M → $456M (+$124M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

11.21% more ownership

Funds ownership: 122.29%133.5% (+11%)

3% less funds holding

Funds holding: 3635 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
35
Holders Change
-1
Holders Change %
-2.78%
% of All Funds
0.93%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
6
Increased
15
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$362M +$78.5M +5,923,128 +31%
CCA
2
Cobblestone Capital Advisors
New York
$23.4M +$8.3M +626,124 +62%
BJ
3
Brouwer & Janachowski
California
$19M +$17.5M +1,323,826 New
DPA
4
Delphi Private Advisors
California
$14.9M +$1.67M +126,404 +14%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$8.97M -$111K -8,394 -1%
VCM
6
Vigilant Capital Management
Maine
$7.34M +$57.2K +4,320 +0.9%
UCFA
7
United Capital Financial Advisors
Texas
$6.26M +$109K +8,230 +2%
PMG
8
ProVise Management Group
Florida
$3.79M -$106K -8,006 -3%
Jane Street
9
Jane Street
New York
$2.25M +$2.08M +157,036 New
FANJ
10
Financial Architects (New Jersey)
New Jersey
$1.36M -$11.9K -898 -0.9%
Mariner
11
Mariner
Kansas
$856K +$242K +18,290 +44%
VNA
12
Valley National Advisers
Pennsylvania
$717K +$17.8K +1,346 +3%
TRCT
13
Tower Research Capital (TRC)
New York
$604K +$375K +28,280 +205%
CWM
14
Cabot Wealth Management
Massachusetts
$555K +$322K +24,316 +170%
HCM
15
Hengehold Capital Management
Ohio
$545K +$30K +2,266 +6%
SA
16
Strategic Advisors
New York
$480K +$443K +33,446 New
REMPR
17
Roof Eidam Maycock Peralta (REMP)
California
$452K
FC
18
Financial Consulate
Maryland
$365K -$14.4K -1,090 -4%
M&T Bank
19
M&T Bank
New York
$319K +$295K +22,230 New
RCA
20
Rowland Carmichael Advisors
Arizona
$293K +$271K +20,416 New
LPL Financial
21
LPL Financial
California
$273K -$112K -8,426 -30%
LA
22
LVW Advisors
New York
$239K +$3.39K +256 +2%
Bank of America
23
Bank of America
North Carolina
$207K -$123K -9,262 -39%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$91K -$622K -46,972 -88%
Citigroup
25
Citigroup
New York
$60K

FNDA Hedge Fund Activity: Q1 2016 in Review

35 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Schwab Fundamental US Small Company Index ETF (FNDA) for Q1 2016, worth a combined $456M — up 37% from $332M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FNDA and 6 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 15 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $78.5M. The largest seller was IFP Advisors, cutting an estimated $1.11M.

  • 35 institutional investors held Schwab Fundamental US Small Company Index ETF (FNDA) as of Q1 2016, down from 36 in Q4 2015.
  • Funds reported $456M of Schwab Fundamental US Small Company Index ETF stock for Q1 2016, up 37% quarter-over-quarter.
  • 6 funds opened new Schwab Fundamental US Small Company Index ETF positions in Q1 2016 and 7 closed out, a net change of -1 holder.
  • The largest Schwab Fundamental US Small Company Index ETF buyer in Q1 2016 was Charles Schwab Investment Advisory, an estimated $78.5M added.
  • The largest Schwab Fundamental US Small Company Index ETF seller in Q1 2016 was IFP Advisors, an estimated $1.11M sold.

Based on aggregated 13F filings for Q1 2016.