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Schwab Fundamental US Small Company Index ETF
FNDA

28 hedge funds and large institutions have $92.4M invested in Schwab Fundamental US Small Company Index ETF in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

491% more capital invested

Capital invested by funds: $15.6M → $92.4M (+$76.7M)

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

54.28% more ownership

Funds ownership: 23.54% → 77.82% (+54%)

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

0% more funds holding

Funds holding: 28 → 28 (0)

Holders
28
Holders Change
–
Holders Change %
0%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
10
Reduced
3
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$47.5M
2
CCA
Cobblestone Capital Advisors
New York
+$20.3M
3
VCM
Vigilant Capital Management
Maine
+$2.37M
4
Citadel Advisors
Citadel Advisors
Florida
+$1.06M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$948K

Top Sellers

1
PHS
Pekin Hardy Strauss
Illinois
-$628K
2
FC
Financial Consulate
Maryland
-$411K
3
MAS
Madden Advisory Services
Florida
-$80K
4
TWA
TCI Wealth Advisors
Arizona
-$34.7K
5
WA
WESPAC Advisors
California
-$31.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$48.9M +$47.5M +3,152,072 New
CCA
2
Cobblestone Capital Advisors
New York
$20.9M +$20.3M +1,344,298 New
VCM
3
Vigilant Capital Management
Maine
$6.62M +$2.37M +157,262 +58%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$4.73M +$683K +45,342 +17%
PMG
5
ProVise Management Group
Florida
$3.81M +$810K +53,770 +28%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.71M +$948K +62,904 +134%
Citadel Advisors
7
Citadel Advisors
Florida
$1.09M +$1.06M +70,092 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$829K +$335K +22,260 +71%
WA
9
WESPAC Advisors
California
$620K -$31.7K -2,106 -5%
REMPR
10
Roof Eidam Maycock Peralta (REMP)
California
$489K – – –
Jane Street
11
Jane Street
New York
$473K +$459K +30,464 New
HCM
12
Hengehold Capital Management
Ohio
$464K +$36.3K +2,410 +9%
VNA
13
Valley National Advisers
Pennsylvania
$382K +$345K +22,884 +1,297%
FANJ
14
Financial Architects (New Jersey)
New Jersey
$344K +$317K +21,038 +1,885%
FC
15
Financial Consulate
Maryland
$312K -$411K -27,300 -58%
Mariner
16
Mariner
Kansas
$261K – – –
LA
17
LVW Advisors
New York
$240K +$18K +1,196 +8%
Citigroup
18
Citigroup
New York
$65K – – –
ONB
19
Old National Bancorp
Indiana
$57K +$55K +3,650 New
US Bancorp
20
US Bancorp
Minnesota
$39K – – –
TWA
21
TCI Wealth Advisors
Arizona
$24K -$34.7K -2,304 -60%
GAM
22
Gemmer Asset Management
California
$16K – – –
Creative Planning
23
Creative Planning
Kansas
$15K – – –
SIA
24
Stancorp Investment Advisers
Oregon
$12K +$6.03K +400 +100%
Bank of America
25
Bank of America
North Carolina
$12K +$12.1K +800 New
1
2

FNDA Hedge Fund Activity: Q1 2015 in Review

28 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Schwab Fundamental US Small Company Index ETF (FNDA) for Q1 2015, worth a combined $92.4M — up 491% from $15.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FNDA positions and 5 closed out — a net gain of 1 holder — while 10 added to existing stakes and 3 trimmed.

The largest buyer was Charles Schwab Investment Advisory, opening a new position worth an estimated $47.5M. The largest seller was Pekin Hardy Strauss, exiting entirely with an estimated $628K sold.

  • 28 institutional investors held Schwab Fundamental US Small Company Index ETF (FNDA) as of Q1 2015, unchanged from Q4 2014.
  • Funds reported $92.4M of Schwab Fundamental US Small Company Index ETF stock for Q1 2015, up 491% quarter-over-quarter.
  • 6 funds opened new Schwab Fundamental US Small Company Index ETF positions in Q1 2015 and 5 closed out, a net change of +1 holder.
  • The largest Schwab Fundamental US Small Company Index ETF buyer in Q1 2015 was Charles Schwab Investment Advisory, an estimated $47.5M added.
  • The largest Schwab Fundamental US Small Company Index ETF seller in Q1 2015 was Pekin Hardy Strauss, an estimated $628K sold.

Based on aggregated 13F filings for Q1 2015.