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Schwab Fundamental US Small Company Index ETF

141 hedge funds and large institutions have $2.2B invested in Schwab Fundamental US Small Company Index ETF in 2018 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 50 increasing their positions, 30 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 30

19% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 32

4% more funds holding

Funds holding: 136141 (+5)

0.18% less ownership

Funds ownership: 157.42%157.24% (-0.18%)

21% less capital invested

Capital invested by funds: $2.78B → $2.2B (-$582M)

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
141
Holders Change
+5
Holders Change %
+3.68%
% of All Funds
3.14%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.16%
New
38
Increased
50
Reduced
30
Closed
32
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIAS
101
Shine Investment Advisory Services
Colorado
$34K +$37.7K +2,056 New
FRA
102
Front Row Advisors
California
$33K
Carson Wealth (CWM LLC)
103
Carson Wealth (CWM LLC)
Nebraska
$33K +$586 +32 +2%
KCM
104
Karp Capital Management
California
$28K +$31.1K +1,696 New
PNC Financial Services Group
105
PNC Financial Services Group
Pennsylvania
$26K -$11.9K -650 -29%
NFG
106
Next Financial Group
Texas
$26K +$29.2K +1,594 New
Fifth Third Bancorp
107
Fifth Third Bancorp
Ohio
$21K +$23.3K +1,274 New
Deutsche Bank
108
Deutsche Bank
Germany
$18K +$440 +24 +2%
ME
109
McIlrath & Eck
Washington
$16K
PA
110
Parallel Advisors
California
$16K +$17.3K +942 +1,744%
AWM
111
Avior Wealth Management
Nebraska
$16K +$18.2K +996 New
EWM
112
Edge Wealth Management
New York
$14K
Bank of Montreal
113
Bank of Montreal
Ontario, Canada
$14K +$15.7K +858 New
BlackRock
114
BlackRock
New York
$12K -$12.6K -686 -48%
ASN
115
Advisory Services Network
Georgia
$12K
MA
116
MUFG Americas
New York
$12K +$13.7K +748 New
CAPTRUST Financial Advisors
117
CAPTRUST Financial Advisors
North Carolina
$11K +$12.5K +682 New
PFGIA
118
Patriot Financial Group Insurance Agency
Massachusetts
$10K
CWM
119
Cedar Wealth Management
California
$10K +$9.2K +502 +512%
AAP
120
Arax Advisory Partners
Colorado
$9K
BWM
121
BerganKDV Wealth Management
Minnesota
$6K
RFC
122
Regions Financial Corp
Alabama
$6K
TIM
123
Tortoise Investment Management
New York
$6K
KC
124
Knuff & Co
California
$6K +$6.59K +360 New
FHB
125
First Hawaiian Bank
Hawaii
$5K

FNDA Hedge Fund Activity: Q4 2018 in Review

141 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab Fundamental US Small Company Index ETF (FNDA) for Q4 2018, worth a combined $2.2B — down 21% from $2.78B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new FNDA positions and 32 closed out — a net gain of 6 holders — while 50 added to existing stakes and 30 trimmed.

The largest buyer was First Command Advisory Services, adding an estimated $12.7M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $66.4M.

  • 141 institutional investors held Schwab Fundamental US Small Company Index ETF (FNDA) as of Q4 2018, up from 136 in Q3 2018.
  • Funds reported $2.2B of Schwab Fundamental US Small Company Index ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 38 funds opened new Schwab Fundamental US Small Company Index ETF positions in Q4 2018 and 32 closed out, a net change of +6 holders.
  • The largest Schwab Fundamental US Small Company Index ETF buyer in Q4 2018 was First Command Advisory Services, an estimated $12.7M added.
  • The largest Schwab Fundamental US Small Company Index ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $66.4M sold.

Based on aggregated 13F filings for Q4 2018.