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Schwab Fundamental US Small Company Index ETF
FNDA

77 hedge funds and large institutions have $1.62B invested in Schwab Fundamental US Small Company Index ETF in 2017 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

120% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 15

18% more capital invested

Capital invested by funds: $1.37B → $1.62B (+$247M)

8% more funds holding

Funds holding: 71 → 77 (+6)

0% more funds holding in top 10

Funds holding in top 10: 6 → 6 (0)

2.27% less ownership

Funds ownership: 145.63% → 143.36% (-2.3%)

Holders
77
Holders Change
+6
Holders Change %
+8.45%
% of All Funds
1.92%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.15%
New
14
Increased
33
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$187M
2
VCM
Vigilant Capital Management
Maine
+$4.18M
3
TA
Tiedemann Advisors
New York
+$1.26M
4
TSS
Two Sigma Securities
New York
+$573K
5
BTS
BB&T Securities
Virginia
+$435K

Top Sellers

1
Jane Street
Jane Street
New York
-$3.26M
2
TFO
Tarbox Family Office
California
-$1.87M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
-$1.75M
4
FWM
Frontier Wealth Management
Missouri
-$770K
5
TRCT
Tower Research Capital (TRC)
New York
-$632K
Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
51
Envestnet Asset Management
Illinois
$206K -$230K -13,240 -54%
Morgan Stanley
52
Morgan Stanley
New York
$106K +$48.1K +2,768 +89%
Northwestern Mutual Wealth Management
53
Northwestern Mutual Wealth Management
Wisconsin
$97K +$35.1K +2,020 +60%
ADL
54
Asset Dedication LLC
California
$81K – – –
NIC
55
Northwest Investment Counselors
Oregon
$67K – – –
APSP
56
Asset Planning Services (Pennsylvania)
Pennsylvania
$61K – – –
OIA
57
OneDigital Investment Advisors
Kansas
$59K +$313 +18 +0.6%
ASN
58
Advisory Services Network
Georgia
$53K +$45.4K +2,612 +806%
PMFA
59
Plante Moran Financial Advisors
Michigan
$49K +$46.5K +2,676 New
PWM
60
Perigon Wealth Management
California
$40K – – –
SBL
61
Sargent Bickham Lagudis
Colorado
$37K +$35.7K +2,052 New
BlackRock
62
BlackRock
New York
$29K -$3.54K -204 -11%
CPIG
63
Chicago Partners Investment Group
Illinois
$22K +$21.5K +1,236 New
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$18K +$17K +980 New
GAM
65
Gemmer Asset Management
California
$16K – – –
EWM
66
Edge Wealth Management
New York
$15K +$14.5K +836 New
Wells Fargo
67
Wells Fargo
California
$13K -$52.5K -3,022 -81%
SPIA
68
Steward Partners Investment Advisory
New York
$9K – – –
PFGIA
69
Patriot Financial Group Insurance Agency
Massachusetts
$9K +$35 +2 +0.4%
WA
70
Winfield Associates
Ohio
$4K – – –
Carson Wealth (CWM LLC)
71
Carson Wealth (CWM LLC)
Nebraska
$4K +$3.48K +200 New
HFM
72
Hartford Financial Management
Connecticut
$4K +$4.31K +248 New
Citigroup
73
Citigroup
New York
$3K +$2.64K +152 New
AFNAS
74
American Financial Network Advisory Services
California
$3K +$2.81K +162 New
TFO
75
Tarbox Family Office
California
– -$1.87M -107,546 Closed
1 2
3
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FNDA Hedge Fund Activity: Q3 2017 in Review

77 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Schwab Fundamental US Small Company Index ETF (FNDA) for Q3 2017, worth a combined $1.62B — up 18% from $1.37B a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FNDA positions and 6 closed out — a net gain of 8 holders — while 33 added to existing stakes and 15 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $187M. The largest seller was Jane Street, cutting an estimated $3.26M.

  • 77 institutional investors held Schwab Fundamental US Small Company Index ETF (FNDA) as of Q3 2017, up from 71 in Q2 2017.
  • Funds reported $1.62B of Schwab Fundamental US Small Company Index ETF stock for Q3 2017, up 18% quarter-over-quarter.
  • 14 funds opened new Schwab Fundamental US Small Company Index ETF positions in Q3 2017 and 6 closed out, a net change of +8 holders.
  • The largest Schwab Fundamental US Small Company Index ETF buyer in Q3 2017 was Charles Schwab Investment Advisory, an estimated $187M added.
  • The largest Schwab Fundamental US Small Company Index ETF seller in Q3 2017 was Jane Street, an estimated $3.26M sold.

Based on aggregated 13F filings for Q3 2017.