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Schwab Fundamental US Small Company Index ETF
FNDA

63 hedge funds and large institutions have $940M invested in Schwab Fundamental US Small Company Index ETF in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 24 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

750% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 2

118% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 11

50% more funds holding in top 10

Funds holding in top 10: 4 → 6 (+2)

31% more funds holding

Funds holding: 48 → 63 (+15)

31% more capital invested

Capital invested by funds: $719M → $940M (+$222M)

1.19% more ownership

Funds ownership: 142.24% → 143.44% (+1.2%)

Holders
63
Holders Change
+15
Holders Change %
+31.25%
% of All Funds
1.57%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.15%
New
17
Increased
24
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$132M
2
TA
Tiedemann Advisors
New York
+$3.93M
3
TYCC
Texas Yale Capital Corp
Florida
+$1.94M
4
FWM
Frontier Wealth Management
Missouri
+$1.63M
5
PMG
ProVise Management Group
Florida
+$775K

Top Sellers

1
DPA
Delphi Private Advisors
California
-$5.65M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
-$2.82M
3
TRCT
Tower Research Capital (TRC)
New York
-$948K
4
Jane Street
Jane Street
New York
-$808K
5
VKH
Virtu KCG Holdings
New York
-$602K
Name Holding Trade Value Shares
Change 		Change in
Stake
TIM
26
Total Investment Management
Arizona
$616K +$582K +36,122 New
FWP
27
FAS Wealth Partners
Kansas
$567K +$51.1K +3,170 +11%
FC
28
Financial Consulate
Maryland
$559K +$120K +7,432 +29%
REMPR
29
Roof Eidam Maycock Peralta (REMP)
California
$537K – – –
CA
30
Cambridge Advisors
Nebraska
$525K +$496K +30,806 New
PWSG
31
Pacific Wealth Strategies Group
California
$504K +$476K +29,568 New
Citadel Advisors
32
Citadel Advisors
Florida
$465K +$439K +27,258 New
UBS Group
33
UBS Group
Switzerland
$452K +$351K +21,780 +460%
VKH
34
Virtu KCG Holdings
New York
$451K -$602K -37,386 -59%
SC
35
Scotia Capital
Ontario, Canada
$424K +$401K +24,884 New
RCA
36
Rowland Carmichael Advisors
Arizona
$405K – – –
M&T Bank
37
M&T Bank
New York
$379K – – –
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$322K +$202K +12,536 +197%
CFA
39
Cahill Financial Advisors
Minnesota
$283K +$267K +16,584 New
LPL Financial
40
LPL Financial
California
$282K +$264K +16,402 New
LA
41
LVW Advisors
New York
$274K -$10.8K -670 -4%
SCM
42
SOL Capital Management
Maryland
$246K +$16.1K +1,000 +7%
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$244K +$231K +14,310 New
Ameriprise
44
Ameriprise
Minnesota
$239K +$7.99K +496 +4%
Bank of America
45
Bank of America
North Carolina
$231K +$27.6K +1,714 +14%
WA
46
WESPAC Advisors
California
$223K – – –
Wells Fargo
47
Wells Fargo
California
$181K +$14.2K +880 +9%
TRCT
48
Tower Research Capital (TRC)
New York
$118K -$948K -58,828 -90%
ADL
49
Asset Dedication LLC
California
$87K +$72.1K +4,476 +715%
Citigroup
50
Citigroup
New York
$72K – – –
1
2
3

FNDA Hedge Fund Activity: Q4 2016 in Review

63 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Schwab Fundamental US Small Company Index ETF (FNDA) for Q4 2016, worth a combined $940M — up 31% from $719M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FNDA positions and 2 closed out — a net gain of 15 holders — while 24 added to existing stakes and 11 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $132M. The largest seller was Delphi Private Advisors, cutting an estimated $5.65M.

  • 63 institutional investors held Schwab Fundamental US Small Company Index ETF (FNDA) as of Q4 2016, up from 48 in Q3 2016.
  • Funds reported $940M of Schwab Fundamental US Small Company Index ETF stock for Q4 2016, up 31% quarter-over-quarter.
  • 17 funds opened new Schwab Fundamental US Small Company Index ETF positions in Q4 2016 and 2 closed out, a net change of +15 holders.
  • The largest Schwab Fundamental US Small Company Index ETF buyer in Q4 2016 was Charles Schwab Investment Advisory, an estimated $132M added.
  • The largest Schwab Fundamental US Small Company Index ETF seller in Q4 2016 was Delphi Private Advisors, an estimated $5.65M sold.

Based on aggregated 13F filings for Q4 2016.