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iShares Floating Rate Bond ETF
FLOT

227 hedge funds and large institutions have $1.94B invested in iShares Floating Rate Bond ETF in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 99 increasing their positions, 73 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 73

4% more capital invested

Capital invested by funds: $1.88B → $1.94B (+$68.3M)

0% more funds holding in top 10

Funds holding in top 10: 20 → 20 (0)

0% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 20

1% less funds holding

Funds holding: 230 → 227 (-3)

5.45% less ownership

Funds ownership: 66.73% → 61.27% (-5.5%)

Holders
227
Holders Change
-3
Holders Change %
-1.3%
% of All Funds
6.06%
Holding in Top 10
20
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.53%
New
20
Increased
99
Reduced
73
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
+$171M
2
Morgan Stanley
Morgan Stanley
New York
+$16.9M
3
WCM
Windham Capital Management
Massachusetts
+$15.3M
4
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance)
Ontario, Canada
+$11.3M
5
BIM
BlackRock Investment Management
Delaware
+$11.1M

Top Sellers

Rank Fund Capital Flow
1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$145M
2
DCM
DeGreen Capital Management
Arizona
-$88.4M
3
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
-$25.3M
4
BA
BlackRock Advisors
Delaware
-$23.1M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$20.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
EA
101
Efficient Advisors
Ohio
$1.35M +$40.1K +792 +3%
HWP
102
Hefty Wealth Partners
Indiana
$1.35M +$85.9K +1,695 +7%
PAG
103
Private Advisor Group
New Jersey
$1.31M -$144K -2,846 -10%
DADC
104
D.A. Davidson & Co
Montana
$1.3M -$138K -2,721 -10%
DWM
105
Dakota Wealth Management
Florida
$1.26M +$387K +7,629 +44%
HighTower Advisors
106
HighTower Advisors
Illinois
$1.25M +$176K +3,469 +17%
CA
107
Cetera Advisors
Colorado
$1.23M +$343K +6,774 +39%
EAMA
108
EFG Asset Management (Americas)
Florida
$1.11M +$1.11M +21,820 New
HCM
109
Hollencrest Capital Management
California
$1.09M – – –
NA
110
Nottingham Advisors
New York
$1.09M – – –
RBC
111
Ronald Blue & Co
Georgia
$1.05M -$845K -16,681 -45%
SEI Investments
112
SEI Investments
Pennsylvania
$1.02M +$438K +8,651 +76%
CB
113
Community Bank
New York
$1.01M – – –
RFC
114
Regions Financial Corp
Alabama
$1M -$30.2K -596 -3%
Neuberger Berman Group
115
Neuberger Berman Group
New York
$979K +$499K +9,851 +104%
TAT
116
TD Ameritrade Trust
Colorado
$972K +$29.3K +578 +3%
WPC
117
White Pine Capital
Minnesota
$952K +$23.3K +460 +3%
PRS
118
Pinkerton Retirement Specialists
Idaho
$922K -$1.67K -33 -0.2%
ECM
119
ETrade Capital Management
Virginia
$918K +$199K +3,927 +28%
FAAS
120
First Allied Advisory Services
California
$877K +$876K +17,289 New
FA
121
FDx Advisors
Illinois
$843K +$207K +4,084 +33%
WT
122
Whittier Trust
California
$837K – – –
BlackRock
123
BlackRock
New York
$831K -$32.9K -649 -4%
WP
124
WealthSource Partners
California
$810K +$57.1K +1,126 +8%
Citadel Advisors
125
Citadel Advisors
Florida
$800K +$206K +4,062 +35%
3 4
5
6 7

FLOT Hedge Fund Activity: Q3 2016 in Review

227 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares Floating Rate Bond ETF (FLOT) for Q3 2016, worth a combined $1.94B — up 3.6% from $1.88B a quarter earlier.

Fund positioning in FLOT was balanced in Q3 2016: 20 funds opened new positions, 20 closed out, 99 added to existing stakes and 73 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $171M. The largest seller was PNC Financial Services Group, cutting an estimated $145M.

  • 227 institutional investors held iShares Floating Rate Bond ETF (FLOT) as of Q3 2016, down from 230 in Q2 2016.
  • Funds reported $1.94B of iShares Floating Rate Bond ETF stock for Q3 2016, up 3.6% quarter-over-quarter.
  • 20 funds opened new iShares Floating Rate Bond ETF positions in Q3 2016 and 20 closed out, a net change of 0 holders.
  • The largest iShares Floating Rate Bond ETF buyer in Q3 2016 was AssetMark Inc, an estimated $171M added.
  • The largest iShares Floating Rate Bond ETF seller in Q3 2016 was PNC Financial Services Group, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2016.