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iShares Floating Rate Bond ETF
FLOT

488 hedge funds and large institutions have $5.51B invested in iShares Floating Rate Bond ETF in 2019 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 201 increasing their positions, 194 reducing their positions, and 58 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.45% more ownership

Funds ownership: 53.36% → 55.82% (+2.5%)

4% more capital invested

Capital invested by funds: $5.3B → $5.51B (+$205M)

4% more repeat investments, than reductions

Existing positions increased: 201 | Existing positions reduced: 194

6% less funds holding

Funds holding: 520 → 488 (-32)

8% less funds holding in top 10

Funds holding in top 10: 50 → 46 (-4)

48% less first-time investments, than exits

New positions opened: 30 | Existing positions closed: 58

Holders
488
Holders Change
-32
Holders Change %
-6.15%
% of All Funds
10.7%
Holding in Top 10
46
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-8%
% of All Funds
1.01%
New
30
Increased
201
Reduced
194
Closed
58
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PP
Prudential plc
United Kingdom
+$679M
2
AssetMark Inc
AssetMark Inc
California
+$57.3M
3
MFM
MD Financial Management
Ontario, Canada
+$13.3M
4
UBS Group
UBS Group
Switzerland
+$12.2M
5
Bank of New York Mellon
Bank of New York Mellon
New York
+$11M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$90.5M
2
BlackRock
BlackRock
New York
-$74.2M
3
Wells Fargo
Wells Fargo
California
-$66.4M
4
UCFA
United Capital Financial Advisors
Texas
-$62.6M
5
HSBC Holdings
HSBC Holdings
United Kingdom
-$27.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$33.8M -$2.19M -42,985 -6%
AG
27
Advisor Group
Arizona
$32M -$3.01M -59,197 -9%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$31.4M +$2.74M +53,775 +10%
UCFA
29
United Capital Financial Advisors
Texas
$28.9M -$62.6M -1,230,347 -68%
AIM
30
Astor Investment Management
Illinois
$28.4M +$1.92M +37,792 +7%
Stifel Financial
31
Stifel Financial
Missouri
$27.6M +$2.92M +57,381 +12%
JP Morgan Chase
32
JP Morgan Chase
New York
$27.1M +$2.29M +44,973 +9%
Truist Financial
33
Truist Financial
North Carolina
$25.5M +$2.79M +54,832 +12%
GFPC
34
Global Financial Private Capital
Florida
$24.7M +$1.31M +25,815 +6%
B
35
Barings
North Carolina
$24.5M +$4.57M +89,843 +23%
DWM
36
Destination Wealth Management
California
$24.2M +$916K +17,995 +4%
TCM
37
Towercrest Capital Management
Pennsylvania
$22.9M +$2.39M +46,997 +12%
ST
38
Smithfield Trust
Pennsylvania
$22.6M -$4.06M -79,743 -15%
Bank of New York Mellon
39
Bank of New York Mellon
New York
$22.4M +$11M +216,648 +97%
SC
40
Scotia Capital
Ontario, Canada
$21.7M +$868K +17,068 +4%
OH
41
Oikos Holdings
New York
$20.8M – – –
CCA
42
Conservest Capital Advisors
Pennsylvania
$20.1M -$324K -6,368 -2%
CISOA
43
Capital Investment Services of America
Wisconsin
$20.1M -$33.1K -650 -0.2%
Jane Street
44
Jane Street
New York
$18.9M +$4.96M +97,533 +36%
AWM
45
AE Wealth Management
Kansas
$18.3M +$682K +13,399 +4%
HCM
46
Hudson Capital Management
New Jersey
$18M +$1.19M +23,466 +7%
ACM
47
Advisors Capital Management
New Jersey
$17.8M +$696K +13,682 +4%
CCWA
48
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$17.8M -$446K -8,774 -2%
MML Investors Services
49
MML Investors Services
Massachusetts
$17.3M -$2.69M -52,922 -13%
DCM
50
DeGreen Capital Management
Arizona
$17.1M -$1.32M -25,945 -7%
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FLOT Hedge Fund Activity: Q3 2019 in Review

488 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares Floating Rate Bond ETF (FLOT) for Q3 2019, worth a combined $5.51B — up 3.9% from $5.3B a quarter earlier.

Sellers outnumbered buyers: 58 funds closed out of FLOT and 30 opened new positions — a net loss of 28 holders — while 194 trimmed existing stakes and 201 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $679M. The largest seller was Bank of America, cutting an estimated $90.5M.

  • 488 institutional investors held iShares Floating Rate Bond ETF (FLOT) as of Q3 2019, down from 520 in Q2 2019.
  • Funds reported $5.51B of iShares Floating Rate Bond ETF stock for Q3 2019, up 3.9% quarter-over-quarter.
  • 30 funds opened new iShares Floating Rate Bond ETF positions in Q3 2019 and 58 closed out, a net change of -28 holders.
  • The largest iShares Floating Rate Bond ETF buyer in Q3 2019 was Prudential plc, an estimated $679M added.
  • The largest iShares Floating Rate Bond ETF seller in Q3 2019 was Bank of America, an estimated $90.5M sold.

Based on aggregated 13F filings for Q3 2019.