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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KFAS
101
Keating Financial Advisory Services
Kansas
$20.8K +$409 +25 +2%
Carson Wealth (CWM LLC)
102
Carson Wealth (CWM LLC)
Nebraska
$20.3K -$131 -8 -0.6%
PTC
103
Private Trust Company
Ohio
$20.1K – – –
SAM
104
Smartleaf Asset Management
Massachusetts
$17.3K +$18.9K +1,153 New
SWA
105
SOA Wealth Advisors
New York
$15.3K +$294 +18 +2%
WTA
106
Washington Trust Advisors
Massachusetts
$15K – – –
CA
107
CoreCap Advisors
Michigan
$12.4K – – –
FFA
108
Farther Finance Advisors
California
$8.8K – – –
MTIC
109
Missouri Trust & Investment Company
Missouri
$8.14K +$164 +10 +2%
SIS
110
Strategic Investment Solutions
Illinois
$8.13K – – –
AF
111
Allworth Financial
California
$7.75K -$32.1K -1,965 -80%
AAM
112
Advisors Asset Management
Colorado
$5.93K +$6.26K +383 New
SS
113
Sunbelt Securities
Texas
$5.42K – – –
NS
114
NBC Securities
Alabama
$4.88K – – –
CCC
115
Chelsea Counsel Company
California
$4.8K – – –
BWM
116
Bernard Wealth Management
Michigan
$3.62K +$82 +5 +2%
AssetMark Inc
117
AssetMark Inc
California
$3.41K – – –
HWP
118
Highline Wealth Partners
California
$3.1K – – –
TRCT
119
Tower Research Capital (TRC)
New York
$294 +$147 +9 +90%
Jane Street
120
Jane Street
New York
– -$353K -21,406 Closed
FC
121
Financial Consulate
Maryland
– -$101K -6,146 Closed
TSMHT
122
Thurston Springer Miller Herd & Titak
Indiana
– -$66.7K -4,040 Closed
Jones Financial Companies
123
Jones Financial Companies
Missouri
– -$40.2K -2,432 Closed
KG
124
Kilter Group
New York
– -$13.1K -792 Closed
GAFA
125
Garton & Associates Financial Advisors
Kentucky
– -$9.69K -587 Closed