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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HCM
101
Hollencrest Capital Management
California
$18.2K – – –
SWA
102
SOA Wealth Advisors
New York
$14.5K +$231 +15 +2%
SPIA
103
Steward Partners Investment Advisory
New York
$8.21K – – –
TFM
104
TFC Financial Management
Massachusetts
$7.95K +$139 +9 +2%
SS
105
Sunbelt Securities
Texas
$5.74K – – –
NS
106
NBC Securities
Alabama
$5K – – –
Northwestern Mutual Wealth Management
107
Northwestern Mutual Wealth Management
Wisconsin
$3.89K – – –
KHC
108
Koesten Hirschmann & Crabtree
Kansas
$3.05K – – –
FCA
109
FinTrust Capital Advisors
South Carolina
$1K – – –
PCM
110
Penserra Capital Management
California
– -$11.3M -763,703 Closed
LCM
111
Landscape Capital Management
New Jersey
– -$2.4M -162,332 Closed
FSI
112
Flow State Investments
Illinois
– -$547K -36,999 Closed
LSC
113
Logan Stone Capital
Illinois
– -$462K -31,223 Closed
SFC
114
Strategic Financial Concepts
Texas
– -$2K -29,740 Closed
Walleye Capital
115
Walleye Capital
New York
– -$371K -25,100 Closed
AGM
116
Alpine Global Management
New York
– -$370K -25,000 Closed
Susquehanna International Group
117
Susquehanna International Group
Pennsylvania
– -$357K -24,128 Closed
MOS
118
MGO One Seven
Ohio
– -$294K -19,876 Closed
WAM
119
Wolverine Asset Management
Illinois
– -$269K -18,220 Closed
Mariner
120
Mariner
Kansas
– -$203K -13,693 Closed
Creative Planning
121
Creative Planning
Kansas
– -$188K -12,723 Closed
MML Investors Services
122
MML Investors Services
Massachusetts
– -$179K -12,129 Closed
RL
123
RPO LLC
Connecticut
– -$165K -11,144 Closed
Nomura Holdings
124
Nomura Holdings
Japan
– -$154K -10,405 Closed
Fidelity Investments
125
Fidelity Investments
Massachusetts
– -$15 -1 Closed