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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TFM
101
TFC Financial Management
Massachusetts
$7.05K +$115 +8 +2%
SS
102
Sunbelt Securities
Texas
$5.18K – – –
NS
103
NBC Securities
Alabama
$4K – – –
Northwestern Mutual Wealth Management
104
Northwestern Mutual Wealth Management
Wisconsin
$3.5K -$7.63K -529 -69%
KHC
105
Koesten Hirschmann & Crabtree
Kansas
$2.76K – – –
SFC
106
Strategic Financial Concepts
Texas
$2K +$429K +29,740 New
FCA
107
FinTrust Capital Advisors
South Carolina
$903 – – –
Fidelity Investments
108
Fidelity Investments
Massachusetts
$15 – – –
PI
109
PFG Investments
New York
– -$2.39M -160,863 Closed
Boothbay Fund Management
110
Boothbay Fund Management
New York
– -$753K -50,679 Closed
EAM
111
Eschler Asset Management
United Kingdom
– -$447K -30,227 Closed
Advisory Services Network
112
Advisory Services Network
Georgia
– -$314K -21,177 Closed
XTX Topco
113
XTX Topco
Cayman Islands
– -$217K -14,638 Closed
Deutsche Bank
114
Deutsche Bank
Germany
– -$151K -10,159 Closed
FFWM
115
Future Financial Wealth Management
Ohio
– -$104K -7,000 Closed
BONH
116
Bank of New Hampshire
New Hampshire
– -$18.6K -1,250 Closed
CoreCap Advisors
117
CoreCap Advisors
Michigan
– -$11.9K -800 Closed
SWM
118
Sanctuary Wealth Management
Idaho
– -$5.33K -359 Closed
LF
119
LifeSteps Financial
California
– -$4.46K -300 Closed
CHC
120
City Holding Co
West Virginia
– -$1.49K -100 Closed
HGERS
121
Householder Group Estate & Retirement Specialist
Arizona
– -$876 -59 Closed