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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
101
Carson Wealth (CWM LLC)
Nebraska
$23K +$18.1K +1,376 +550%
AA
102
AlphaMark Advisors
Kentucky
$20K +$145 +11 +0.8%
BONH
103
Bank of New Hampshire
New Hampshire
$17.4K – – –
HCM
104
Hollencrest Capital Management
California
$15.4K -$19.5K -1,485 -57%
Bessemer Group
105
Bessemer Group
New Jersey
$15K +$14K +1,067 New
LA
106
LM Advisors
California
$12.5K +$11.8K +900 New
SWA
107
SOA Wealth Advisors
New York
$11.6K -$4.45K -338 -29%
SIS
108
Sound Income Strategies
Florida
$10.3K +$9.54K +725 +4,028%
BFEC
109
Benjamin F. Edwards & Company
Missouri
$10K – – –
TFM
110
TFC Financial Management
Massachusetts
$6.36K +$105 +8 +2%
SWM
111
Sanctuary Wealth Management
Idaho
$4.99K – – –
SS
112
Sunbelt Securities
Texas
$4.87K – – –
NS
113
NBC Securities
Alabama
$4K – – –
Northwestern Mutual Wealth Management
114
Northwestern Mutual Wealth Management
Wisconsin
$3.29K – – –
KHC
115
Koesten Hirschmann & Crabtree
Kansas
$2.59K – – –
CHC
116
City Holding Co
West Virginia
$1.39K – – –
FCA
117
FinTrust Capital Advisors
South Carolina
$848 +$803 +61 New
AWM
118
Able Wealth Management
New Jersey
$150 +$145 +11 New
Fidelity Investments
119
Fidelity Investments
Massachusetts
$14 -$39.5K -3,002 -100%
ACM
120
Arlington Capital Management
Illinois
– -$459K -35,387 Closed
CI
121
Ceera Investments
Texas
– -$170K -13,080 Closed
FFA
122
Fortune Financial Advisors
Kansas
– -$130K -10,024 Closed
LA
123
LexAurum Advisors
Kansas
– -$130K -10,000 Closed
Fifth Third Bancorp
124
Fifth Third Bancorp
Ohio
– -$51.3K -3,957 Closed
PGAM
125
Princeton Global Asset Management
New Jersey
– -$11K -850 Closed