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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
76
Jane Street
New York
$173K +$162K +10,520 New
SA
77
SFI Advisors
New Jersey
$172K
SMC
78
Smith, Moore & Co
Missouri
$172K +$162K +10,489 New
PTC
79
Private Trust Company
Ohio
$171K
AWA
80
Arkadios Wealth Advisors
Georgia
$168K +$158K +10,258 New
GJWM
81
Gilliland Jeter Wealth Management
Arkansas
$114K +$1.54K +100 +1%
FFWM
82
Future Financial Wealth Management
Ohio
$112K +$106K +6,850 New
Comerica Bank
83
Comerica Bank
Texas
$95.1K +$3.83K +248 +4%
PA
84
Parallel Advisors
California
$84.7K
GWSG
85
GPS Wealth Strategies Group
Colorado
$83.6K +$1.03K +67 +1%
CCC
86
Chelsea Counsel Company
California
$80.4K
AF
87
Allworth Financial
California
$69.2K
HI
88
Harbour Investments
Wisconsin
$65.6K
TSMHT
89
Thurston Springer Miller Herd & Titak
Indiana
$64.7K +$60.8K +3,941 New
GWM
90
Geneos Wealth Management
Colorado
$62.5K
MG
91
Mather Group
Illinois
$60.5K -$13.7K -886 -19%
IA
92
IFP Advisors
Florida
$57.4K
SIS
93
Sound Income Strategies
Florida
$45.9K +$540 +35 +1%
CAL
94
Capital Analysts LLC
Pennsylvania
$42K -$97.2K -6,303 -71%
CA
95
CoreCap Advisors
Michigan
$37.7K +$35.5K +2,300 New
NSIM
96
North Star Investment Management
Illinois
$34.4K
Carson Wealth (CWM LLC)
97
Carson Wealth (CWM LLC)
Nebraska
$26K -$1.57K -102 -6%
Bessemer Group
98
Bessemer Group
New Jersey
$26K +$24.8K +1,610 New
CCM
99
Chilton Capital Management
Texas
$25.4K +$23.9K +1,550 New
AA
100
AlphaMark Advisors
Kentucky
$21K -$2.93K -190 -13%