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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SA
76
SFI Advisors
New Jersey
$144K
ECM
77
Evergreen Capital Management
Washington
$140K
CSPIA
78
Cary Street Partners Investment Advisory
Virginia
$140K
Mercer Global Advisors
79
Mercer Global Advisors
Colorado
$136K -$26.6K -1,973 -16%
FFA
80
Fortune Financial Advisors
Kansas
$130K +$135K +10,024 New
LA
81
LexAurum Advisors
Kansas
$130K
PTC
82
Private Trust Company
Ohio
$103K
GWM
83
Geneos Wealth Management
Colorado
$70.5K
PA
84
Parallel Advisors
California
$66.9K
GWSG
85
GPS Wealth Strategies Group
Colorado
$64.8K
Fifth Third Bancorp
86
Fifth Third Bancorp
Ohio
$51.3K
Comerica Bank
87
Comerica Bank
Texas
$43.3K +$45.1K +3,341 New
Fidelity Investments
88
Fidelity Investments
Massachusetts
$39K +$40.5K +3,003 New
AF
89
Allworth Financial
California
$36.7K -$21.6K -1,599 -36%
HCM
90
Hollencrest Capital Management
California
$33.7K
NSIM
91
North Star Investment Management
Illinois
$27.2K
EC
92
Elequin Capital
New York
$26.2K +$27.2K +2,017 New
AA
93
AlphaMark Advisors
Kentucky
$18K +$8.34K +618 +78%
BONH
94
Bank of New Hampshire
New Hampshire
$16.2K
SWA
95
SOA Wealth Advisors
New York
$15.2K +$297 +22 +2%
PGAM
96
Princeton Global Asset Management
New Jersey
$11K
BFEC
97
Benjamin F. Edwards & Company
Missouri
$9K
TFM
98
TFC Financial Management
Massachusetts
$5.83K +$108 +8 +2%
SWM
99
Sanctuary Wealth Management
Idaho
$4.66K
SS
100
Sunbelt Securities
Texas
$4.54K