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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FCA
76
FinTrust Capital Advisors
South Carolina
$45K – – –
Allworth Financial
77
Allworth Financial
California
$44K – – –
SWM
78
Selective Wealth Management
Virginia
$42K – – –
NSIM
79
North Star Investment Management
Illinois
$35K – – –
SWM
80
SeaCrest Wealth Management
New York
$31K +$34K +1,875 New
AIP
81
Ahrens Investment Partners
Louisiana
$29K – – –
IFP Advisors
82
IFP Advisors
Florida
$29K – – –
BSB
83
Bangor Savings Bank
Maine
$23K +$25.4K +1,400 New
GEA
84
Glen Eagle Advisors
New Jersey
$21.4K – – –
BONH
85
Bank of New Hampshire
New Hampshire
$21K – – –
HM Payson & Co
86
HM Payson & Co
Maine
$21K – – –
SWA
87
SOA Wealth Advisors
New York
$17K +$362 +20 +2%
AW
88
ACG Wealth
Georgia
$17K +$18.1K +1,000 New
PGAM
89
Princeton Global Asset Management
New Jersey
$14K – – –
AA
90
AlphaMark Advisors
Kentucky
$13K – – –
CoreCap Advisors
91
CoreCap Advisors
Michigan
$13K +$14.5K +800 New
SWM
92
Sugarloaf Wealth Management
Georgia
$11K – – –
SignatureFD
93
SignatureFD
Georgia
$11K +$12.1K +670 New
Steward Partners Investment Advisory
94
Steward Partners Investment Advisory
New York
$10K – – –
RCM
95
Raleigh Capital Management
North Carolina
$10K +$10.7K +590 New
TFM
96
TFC Financial Management
Massachusetts
$7K +$145 +8 +2%
Ancora Advisors
97
Ancora Advisors
Ohio
$6K – – –
Benjamin F. Edwards & Company
98
Benjamin F. Edwards & Company
Missouri
$6K – – –
FF
99
FourThought Financial
Florida
$5K – – –
CHC
100
City Holding Co
West Virginia
$2K – – –