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Fidus Investment

Name Holding Trade Value Shares
Change
Change in
Stake
SGI
26
Summit Global Investments
Utah
$676K -$104K -7,200 -14%
Two Sigma Investments
27
Two Sigma Investments
New York
$667K +$42.5K +2,956 +7%
RFC
28
Regions Financial Corp
Alabama
$638K +$8.1K +563 +1%
OC
29
Oppenheimer & Co
New York
$628K +$44.2K +3,074 +8%
Morgan Stanley
30
Morgan Stanley
New York
$613K -$280K -19,451 -33%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$548K -$449K -31,257 -47%
OIA
32
Optimum Investment Advisors
Illinois
$544K +$1.25K +87 +0.2%
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$489K +$459K +31,900 New
AFM
34
Andesa Financial Management
Pennsylvania
$412K +$223K +15,489 +135%
Bank of America
35
Bank of America
North Carolina
$382K -$79.2K -5,510 -18%
RJT
36
Raymond James Trust
Florida
$362K -$1.8K -125 -0.5%
EGA
37
Eagle Global Advisors
Texas
$352K +$330K +22,980 New
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$337K +$316K +22,000 New
Jane Street
39
Jane Street
New York
$322K -$290K -20,167 -49%
SM
40
Salzhauer Michael
$316K
D.E. Shaw & Co
41
D.E. Shaw & Co
New York
$314K -$290K -20,165 -50%
AIM
42
Advantage Investment Management
Iowa
$284K +$75.8K +5,270 +40%
WA
43
Wambolt & Associates
Colorado
$262K
JP Morgan Chase
44
JP Morgan Chase
New York
$253K -$610K -42,436 -72%
PFS
45
Prospera Financial Services
Texas
$247K +$27.2K +1,893 +13%
BW
46
Bison Wealth
Georgia
$233K
FAAS
47
First Allied Advisory Services
California
$222K
SPIA
48
Steward Partners Investment Advisory
New York
$212K +$863 +60 +0.4%
BFA
49
Bragg Financial Advisors
North Carolina
$199K +$187K +13,011 New
Wells Fargo
50
Wells Fargo
California
$191K +$65.3K +4,542 +57%