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Fidus Investment

Name Holding Trade Value Shares
Change
Change in
Stake
SGI
26
Summit Global Investments
Utah
$600K +$699K +51,300 New
Jane Street
27
Jane Street
New York
$482K +$561K +41,202 New
RFC
28
Regions Financial Corp
Alabama
$479K +$845 +62 +0.2%
D.E. Shaw & Co
29
D.E. Shaw & Co
New York
$475K -$644K -47,298 -54%
Two Sigma Investments
30
Two Sigma Investments
New York
$474K +$401K +29,425 +264%
OC
31
Oppenheimer & Co
New York
$443K +$19.1K +1,400 +4%
OIA
32
Optimum Investment Advisors
Illinois
$414K +$33K +2,420 +7%
WAM
33
Wolverine Asset Management
Illinois
$357K +$340K +24,977 +446%
Bank of America
34
Bank of America
North Carolina
$355K +$413K +30,326 +35,678%
Brown Advisory
35
Brown Advisory
Maryland
$336K +$138K +10,155 +55%
Citadel Advisors
36
Citadel Advisors
Florida
$297K +$345K +25,355 New
RJT
37
Raymond James Trust
Florida
$278K -$127K -9,350 -28%
SM
38
Salzhauer Michael
$241K
Group One Trading
39
Group One Trading
Illinois
$240K +$266K +19,500 +1,950%
WA
40
Wambolt & Associates
Colorado
$200K +$233K +17,102 New
CSM
41
CAMG Solamere Management
North Carolina
$195K +$81.7K +6,000 +56%
KC
42
Kingfisher Capital
North Carolina
$180K +$7.32K +537 +4%
BW
43
Bison Wealth
Georgia
$178K
FAAS
44
First Allied Advisory Services
California
$168K
PFS
45
Prospera Financial Services
Texas
$168K +$6.76K +496 +4%
SPIA
46
Steward Partners Investment Advisory
New York
$161K +$89K +6,529 +89%
AIM
47
Advantage Investment Management
Iowa
$155K +$30.9K +2,269 +21%
OAM
48
Oxford Asset Management
United Kingdom
$145K +$169K +12,439 New
BBHC
49
Brown Brothers Harriman & Co
New York
$138K
AFM
50
Andesa Financial Management
Pennsylvania
$135K +$157K +11,489 New