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First Trust Alternative Absolute Return Strategy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
FFN
51
Focus Financial Network
Minnesota
$211K -$178K -6,244 -46%
MA
52
Mutual Advisors
Nebraska
$205K -$64.8K -2,275 -23%
HI
53
Harbour Investments
Wisconsin
$179K -$5.41K -190 -3%
SIM
54
Synergy Investment Management
Florida
$102K +$3.5K +123 +4%
AF
55
Allworth Financial
California
$64.9K -$44.2K -1,550 -39%
RF
56
Rossby Financial
Florida
$59.1K +$62.9K +2,209 New
PS
57
Principal Securities
Iowa
$56.2K
LRWM
58
Lord & Richards Wealth Management
Colorado
$32.8K +$32.3K +1,135 New
CA
59
CoreCap Advisors
Michigan
$32.5K +$32K +1,125 New
Q1WB
60
Quest 10 Wealth Builders
Virginia
$10.8K -$1.05K -37 -9%
Morgan Stanley
61
Morgan Stanley
New York
$8.63K +$6.52K +229 +332%
SWM
62
Spire Wealth Management
Virginia
$5.24K -$4.99K -175 -49%
MWA
63
Medallion Wealth Advisors
Connecticut
$1.95K +$28 +1 +1%
GI
64
GAMMA Investing
California
$492 +$484 +17 New
UBS Group
65
UBS Group
Switzerland
$434 +$427 +15 New
DFA
66
DHJJ Financial Advisors
Illinois
$290
T
67
Transce3nd
Texas
$289
LFG
68
Larson Financial Group
Missouri
$79
Wells Fargo
69
Wells Fargo
California
$43
AWA
70
Authentikos Wealth Advisory
California
-$3.08M -109,937 Closed
FTUS
71
Flow Traders U.S.
New York
-$709K -25,304 Closed
SC
72
Scotia Capital
Ontario, Canada
-$464K -16,574 Closed
CFGS
73
Concourse Financial Group Securities
Alabama
-$155K -5,452 Closed
TAM
74
Tucker Asset Management
Colorado
-$70.2K -2,508 Closed
SS
75
Sunbelt Securities
Texas
-$33.9K -1,217 Closed