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First Trust Alternative Absolute Return Strategy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$19.7M -$1.16M -38,799 -6%
LPL Financial
2
LPL Financial
California
$18.5M +$2.47M +82,451 +15%
AWM
3
AE Wealth Management
Kansas
$9.88M +$600K +20,005 +6%
KAS
4
Kestra Advisory Services
Texas
$9.64M -$226K -7,525 -2%
Osaic Holdings
5
Osaic Holdings
Arizona
$8.7M -$1.66M -55,427 -16%
Mercer Global Advisors
6
Mercer Global Advisors
Colorado
$6.54M -$319K -10,644 -5%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$5.56M -$2.3M -76,601 -29%
CAN
8
Cetera Advisor Networks
California
$5.31M -$1.47M -49,199 -22%
QA
9
Quantitative Advantage
Minnesota
$4.74M +$43.5K +1,451 +0.9%
HighTower Advisors
10
HighTower Advisors
Illinois
$3.81M +$3.88M +129,390 New
AAS
11
Avantax Advisory Services
Texas
$3.58M -$181K -6,051 -5%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$3.58M -$191K -6,383 -5%
PFS
13
Prospera Financial Services
Texas
$3.53M -$4.2M -140,180 -54%
AWA
14
Authentikos Wealth Advisory
California
$3.28M +$3.28M +109,606 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.51M -$261K -8,694 -9%
IA
16
IFP Advisors
Florida
$2.22M -$2.46M -81,971 -52%
AWS
17
Atria Wealth Solutions
New York
$2.13M -$136K -4,553 -6%
AFP
18
Ausdal Financial Partners
Iowa
$2.05M +$255K +8,511 +14%
JIP
19
Jaffetilchin Investment Partners
Florida
$2M +$98.4K +3,282 +5%
CWM
20
Catalyst Wealth Management
Georgia
$1.81M -$110K -3,669 -6%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.4M -$425K -14,186 -23%
KPWS
22
Kestra Private Wealth Services
Texas
$1.34M -$11.7K -390 -0.9%
IWM
23
Iams Wealth Management
Nebraska
$1.34M +$72K +2,404 +6%
SW
24
SMART Wealth
Nebraska
$1.14M -$157K -5,249 -12%
SPC
25
Sigma Planning Corp
Michigan
$1.08M -$18.3K -609 -2%