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First Trust Alternative Absolute Return Strategy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$7.78M +$3.2M +126,034 +70%
LPL Financial
2
LPL Financial
California
$2.32M -$362K -14,236 -13%
SF
3
Synovus Financial
Georgia
$1.88M +$1.82M +71,748 +2,679%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.6M +$1.6M +63,144 New
RA
5
RFG Advisory
Alabama
$862K +$201K +7,898 +30%
AAS
6
Avantax Advisory Services
Texas
$833K +$839K +32,997 New
SS
7
Simplicity Solutions
Minnesota
$603K +$605K +23,804 New
CFGS
8
Concourse Financial Group Securities
Alabama
$391K +$210K +8,246 +115%
FAAS
9
First Allied Advisory Services
California
$370K +$372K +14,620 New
AWM
10
AE Wealth Management
Kansas
$349K +$350K +13,764 New
SCA
11
Snowden Capital Advisors
New York
$335K +$8.28K +326 +3%
CAM
12
Concorde Asset Management
Michigan
$332K +$84.4K +3,322 +34%
IAIM
13
International Assets Investment Management
Florida
$315K +$316K +12,450 New
VAG
14
VisionPoint Advisory Group
Texas
$250K +$21.7K +852 +9%
MA
15
Mutual Advisors
Nebraska
$242K -$4.19K -165 -2%
RJA
16
Raymond James & Associates
Florida
$211K +$212K +8,349 New
FA
17
Faithward Advisors
Pennsylvania
$204K -$161K -6,345 -44%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$193K +$183K +7,212 +1,803%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$175K +$125K +4,901 +242%
SFS
20
Sowell Financial Services
Arkansas
$144K +$145K +5,690 New
WAP
21
Wealthcare Advisory Partners
Pennsylvania
$56K +$56.1K +2,208 New
IA
22
IFP Advisors
Florida
$17K -$13.4K -527 -44%
AF
23
Allworth Financial
California
$16K
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$12K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$12K