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First Trust Alternative Absolute Return Strategy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$17.6M +$14.9M +499,626 +335%
LPL Financial
2
LPL Financial
California
$11.4M +$2.11M +71,105 +20%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$9.99M +$354K +11,901 +3%
CAS
4
Coppell Advisory Solutions
Texas
$7.84M +$659K +22,157 +8%
First Trust Advisors
5
First Trust Advisors
Illinois
$7.39M +$2.61M +87,872 +48%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$6.15M +$637K +21,417 +10%
CFAM
7
Center For Asset Management
Florida
$3.27M +$3.59M +120,801 New
BEI
8
Benjamin Edwards Inc
Missouri
$2.71M +$847K +28,488 +40%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.66M +$3.6K +121 +0.1%
CAPTRUST Financial Advisors
10
CAPTRUST Financial Advisors
North Carolina
$2.27M -$179K -6,014 -7%
RA
11
RFG Advisory
Alabama
$2.21M +$583K +19,619 +32%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$2.09M +$31K +1,041 +1%
Morgan Stanley
13
Morgan Stanley
New York
$1.93M +$2.1M +70,592 +15,116%
Raymond James Financial
14
Raymond James Financial
Florida
$1.87M +$98.1K +3,299 +5%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$1.6M +$177K +5,939 +11%
CW
16
CreativeOne Wealth
Kansas
$1.55M +$162K +5,437 +11%
BCI
17
Brinker Capital Investments
Pennsylvania
$1.24M +$168K +5,645 +14%
IA
18
IFP Advisors
Florida
$1.19M +$67.6K +2,272 +5%
SW
19
Simplicity Wealth
New Jersey
$1.18M +$413K +13,889 +47%
GWP
20
Gateway Wealth Partners
Wisconsin
$897K +$303K +10,193 +44%
GM
21
GeoWealth Management
Illinois
$864K +$136K +4,584 +17%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$804K +$74.7K +2,512 +9%
PFA
23
Pinnacle Family Advisors
Missouri
$793K +$803 +27 +0.1%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$583K -$229K -7,716 -26%
WIA
25
World Investment Advisors
California
$576K +$175K +5,886 +38%