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EFR

Eaton Vance Senior Floating-Rate Fund
EFR

68 hedge funds and large institutions have $96M invested in Eaton Vance Senior Floating-Rate Fund in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 23 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 19

12% more capital invested

Capital invested by funds: $86M → $96M (+$10M)

2.78% more ownership

Funds ownership: 16.86% → 19.65% (+2.8%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less funds holding

Funds holding: 71 → 68 (-3)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
68
Holders Change
-3
Holders Change %
-4.23%
% of All Funds
1.9%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
23
Reduced
19
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$20.1M
2
UCFA
United Capital Financial Advisors
Texas
+$459K
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$360K
4
Ameriprise
Ameriprise
Minnesota
+$350K
5
WPC
White Pine Capital
Minnesota
+$293K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$1.38M
2
UBS Group
UBS Group
Switzerland
-$809K
3
HK
Horizon Kinetics
New York
-$451K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$369K
5
CI
CAZ Investments
Texas
-$317K
Name Holding Trade Value Shares
Change 		Change in
Stake
DC
26
Davenport & Co
Virginia
$492K -$37.9K -2,775 -7%
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$475K +$53K +3,880 +12%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$452K +$6.35K +465 +1%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$436K -$171K -12,553 -28%
RPA
30
Rock Point Advisors
Vermont
$336K – – –
RJFSA
31
Raymond James Financial Services Advisors
Florida
$328K -$369K -26,999 -52%
AIM
32
Allen Investment Management
New York
$309K – – –
PAG
33
Private Advisor Group
New Jersey
$299K -$17.8K -1,300 -5%
11A
34
10-15 Associates
New York
$271K -$31.4K -2,300 -10%
SSB
35
Sandy Spring Bank
Maryland
$270K – – –
YP
36
Yellowstone Partners
Idaho
$221K +$17.1K +1,255 +8%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$218K +$43K +3,150 +24%
Deutsche Bank
38
Deutsche Bank
Germany
$186K -$189K -13,822 -49%
SKK
39
Shepherd Kaplan Krochuk
Massachusetts
$182K -$78K -5,713 -29%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$179K +$10.7K +783 +6%
BA
41
Boston Advisors
Massachusetts
$177K – – –
SRC
42
Shufro Rose & Co
New York
$169K +$23.9K +1,750 +16%
PCM
43
Pointe Capital Management
Michigan
$168K +$5.46K +400 +3%
GW
44
GW & Wade
Massachusetts
$165K – – –
FA
45
Financial Advantage
Maryland
$163K – – –
SPC
46
Sigma Planning Corp
Michigan
$159K -$76.8K -5,625 -32%
OA
47
Oxbow Advisors
Texas
$152K – – –
SGAM
48
Steinberg Global Asset Management
Florida
$150K +$1.52K +111 +1%
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$149K +$154K +11,285 New
DA
50
Doliver Advisors
Texas
$142K -$111K -8,133 -43%
1
2
3

EFR Hedge Fund Activity: Q3 2015 in Review

68 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q3 2015, worth a combined $96M — up 12% from $86M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of EFR and 4 opened new positions — a net loss of 2 holders — while 19 trimmed existing stakes and 23 added.

The largest buyer was Baillie Gifford & Co, opening a new position worth an estimated $20.1M. The largest seller was LPL Financial, cutting an estimated $1.38M.

  • 68 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q3 2015, down from 71 in Q2 2015.
  • Funds reported $96M of Eaton Vance Senior Floating-Rate Fund stock for Q3 2015, up 12% quarter-over-quarter.
  • 4 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q3 2015 and 6 closed out, a net change of -2 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q3 2015 was Baillie Gifford & Co, an estimated $20.1M added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q3 2015 was LPL Financial, an estimated $1.38M sold.

Based on aggregated 13F filings for Q3 2015.