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EFR

Eaton Vance Senior Floating-Rate Fund
EFR

68 hedge funds and large institutions have $79.6M invested in Eaton Vance Senior Floating-Rate Fund in 2014 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

15% more capital invested

Capital invested by funds: $69.1M → $79.6M (+$10.5M)

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

6% more funds holding

Funds holding: 64 → 68 (+4)

1.9% more ownership

Funds ownership: 12.32% → 14.22% (+1.9%)

Holders
68
Holders Change
+4
Holders Change %
+6.25%
% of All Funds
1.96%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
11
Increased
21
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LCM
Levitt Capital Management
Florida
+$2.81M
2
RCM
Robinson Capital Management
Michigan
+$2.66M
3
MIG
Mariner Investment Group
New York
+$1.62M
4
RCA
Restructuring Capital Associates
Connecticut
+$1.51M
5
UCFA
United Capital Financial Advisors
Texas
+$870K

Top Sellers

Rank Fund Capital Flow
1
PP
Paloma Partners
Connecticut
-$1.12M
2
Ameriprise
Ameriprise
Minnesota
-$753K
3
Citigroup
Citigroup
New York
-$529K
4
WAM
Weiss Asset Management
Massachusetts
-$399K
5
AI
Atria Investments
North Carolina
-$385K
Name Holding Trade Value Shares
Change 		Change in
Stake
OA
26
Oxbow Advisors
Texas
$769K -$187K -12,300 -20%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$714K – – –
M&T Bank
28
M&T Bank
New York
$625K – – –
Deutsche Bank
29
Deutsche Bank
Germany
$616K +$175K +11,500 +39%
SIA
30
SeaBridge Investment Advisors
New Jersey
$475K +$457 +30 +0.1%
PAG
31
Private Advisor Group
New Jersey
$467K -$25.4K -1,670 -5%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$463K -$55.5K -3,643 -11%
Cohen & Steers
33
Cohen & Steers
New York
$405K -$142K -9,353 -26%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$386K +$1.37K +90 +0.4%
SKK
35
Shepherd Kaplan Krochuk
Massachusetts
$369K – – –
SGAM
36
Steinberg Global Asset Management
Florida
$369K +$1.55K +102 +0.4%
BRWA
37
B. Riley Wealth Advisors
Florida
$321K +$322K +21,153 New
BFIM
38
Beese Fulmer Investment Management
Ohio
$292K – – –
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$291K +$101K +6,662 +53%
11A
40
10-15 Associates
New York
$243K +$3.81K +250 +2%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$242K +$716 +47 +0.3%
V
42
Veritable
Delaware
$239K +$4.57K +300 +2%
YP
43
Yellowstone Partners
Idaho
$217K +$5.12K +336 +2%
WAM
44
Wolverine Asset Management
Illinois
$203K -$56.5K -3,709 -22%
FA
45
Financial Advantage
Maryland
$187K – – –
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
$183K +$184K +12,066 New
SRC
47
Shufro Rose & Co
New York
$171K +$172K +11,300 New
SC
48
Scotia Capital
Ontario, Canada
$166K +$1.57K +103 +0.9%
WS
49
Wedbush Securities
California
$165K – – –
Citigroup
50
Citigroup
New York
$162K -$529K -34,758 -76%
1
2
3

EFR Hedge Fund Activity: Q1 2014 in Review

68 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q1 2014, worth a combined $79.6M — up 15% from $69.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new EFR positions and 7 closed out — a net gain of 4 holders — while 21 added to existing stakes and 19 trimmed.

The largest buyer was Levitt Capital Management, opening a new position worth an estimated $2.81M. The largest seller was Paloma Partners, exiting entirely with an estimated $1.12M sold.

  • 68 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q1 2014, up from 64 in Q4 2013.
  • Funds reported $79.6M of Eaton Vance Senior Floating-Rate Fund stock for Q1 2014, up 15% quarter-over-quarter.
  • 11 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q1 2014 and 7 closed out, a net change of +4 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q1 2014 was Levitt Capital Management, an estimated $2.81M added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q1 2014 was Paloma Partners, an estimated $1.12M sold.

Based on aggregated 13F filings for Q1 2014.