BRWA
EFR

B. Riley Wealth Advisors’s Eaton Vance Senior Floating-Rate Fund EFR Stock Holding History

B. Riley Wealth Advisors’s Portfolio EFR Stock Details EFR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-18,034
Closed -$260K – 3691
2014
Q3 		$260K Sell
18,034
-25,048
-58% -$366K 0.07% 413
2014
Q2 		$332K Buy
43,082
+21,929
+104% +$325K 0.08% 290
2014
Q1 		$321K Buy
+21,153
New +$322K 0.1% 248

Other funds holding EFR

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RCA
Restructuring Capital Associates Stamford, Connecticut $115M AUM 20.18% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
TAM
Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

B. Riley Wealth Advisors's EFR Position: Q4 2014 in Review

B. Riley Wealth Advisors sold out of Eaton Vance Senior Floating-Rate Fund (EFR) in Q4 2014, closing a stake of 18,034 shares — an estimated $260K sold.

B. Riley Wealth Advisors first reported a position in EFR in Q1 2014 and held it in 3 quarters. The position peaked at $332K in Q2 2014. 77 funds tracked by Wall St. Rank hold EFR as of Q4 2014.

  • B. Riley Wealth Advisors reported no remaining Eaton Vance Senior Floating-Rate Fund position as of Q4 2014 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 18,034 Eaton Vance Senior Floating-Rate Fund shares in Q4 2014, an estimated $260K.
  • B. Riley Wealth Advisors first reported a position in Eaton Vance Senior Floating-Rate Fund in Q1 2014 and held it in 3 quarters.
  • B. Riley Wealth Advisors's Eaton Vance Senior Floating-Rate Fund position peaked at $332K in Q2 2014.
  • 77 funds tracked by Wall St. Rank held Eaton Vance Senior Floating-Rate Fund as of Q4 2014.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.