EFR

Eaton Vance Senior Floating-Rate Fund
EFR

Overview Fund Activity

58 hedge funds and large institutions have $64M invested in Eaton Vance Senior Floating-Rate Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
+3
Holders Change %
+5.45%
% of All Funds
1.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
19
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$969K
2
V
2
Veritable
Delaware
$441K
3
U
3
UBS
Switzerland
$5.62M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$428K
5
NES
5
New England Securities
New York
$708K

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$1.93M
2
Wells Fargo
2
Wells Fargo
California
$2.71M
3
Morgan Stanley
3
Morgan Stanley
New York
$9.62M
4
ARC
4
Absolute Return Capital
Massachusetts
$1.3M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$375K – – –
SGAM
27
Steinberg Global Asset Management
Florida
$373K -$7.17K -464 -2%
MIG
28
Mariner Investment Group
New York
$333K -$75.7K -4,906 -19%
AI
29
Atria Investments
North Carolina
$330K +$74.5K +4,828 +29%
BFIM
30
Beese Fulmer Investment Management
Ohio
$294K – – –
Citigroup
31
Citigroup
New York
$256K +$110K +7,138 +76%
11A
32
10-15 Associates
New York
$238K – – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$228K -$27.8K -1,800 -11%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$224K +$62 +4 +0%
Deutsche Bank
35
Deutsche Bank
Germany
$204K +$81K +5,290 +66%
RT
36
Reliance Trust
Georgia
$204K +$204K +13,200 New
AIG
37
American International Group
New York
$202K -$17.4K -1,130 -8%
FA
38
Financial Advantage
Maryland
$191K – – –
SC
39
Scotia Capital
Ontario, Canada
$168K +$168K +10,886 New
WS
40
Wedbush Securities
California
$164K – – –
WT
41
Whittier Trust
California
$86K – – –
Creative Planning
42
Creative Planning
Kansas
$86K +$3.22K +208 +4%
RIA
43
Regal Investment Advisors
Michigan
$46K – – –
LNB
44
Ledyard National Bank
$35K – – –
US Bancorp
45
US Bancorp
Minnesota
$28K +$5.07K +332 +22%
CAPTRUST Financial Advisors
46
CAPTRUST Financial Advisors
North Carolina
$25K -$209K -13,500 -89%
TRCT
47
Tower Research Capital (TRC)
New York
$24K +$21.3K +1,400 +795%
HI
48
Hudock Inc
Pennsylvania
$15K – – –
CTC
49
Central Trust Company
Missouri
$15K – – –
WAM
50
Wolverine Asset Management
Illinois
$12K +$12K +806 New
1
2
3