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EFR

Eaton Vance Senior Floating-Rate Fund
EFR

58 hedge funds and large institutions have $64M invested in Eaton Vance Senior Floating-Rate Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

27% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 15

5% more funds holding

Funds holding: 55 → 58 (+3)

2.05% less ownership

Funds ownership: 13.18% → 11.13% (-2%)

17% less capital invested

Capital invested by funds: $77.6M → $64M (-$13.5M)

Holders
58
Holders Change
+3
Holders Change %
+5.45%
% of All Funds
1.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
19
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OA
Oxbow Advisors
Texas
+$592K
2
V
Veritable
Delaware
+$456K
3
U
UBS
Switzerland
+$345K
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$333K
5
NES
New England Securities
New York
+$274K

Top Sellers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
-$3.42M
2
Wells Fargo
Wells Fargo
California
-$3.26M
3
Morgan Stanley
Morgan Stanley
New York
-$1.85M
4
ARC
Absolute Return Capital
Massachusetts
-$936K
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$868K
Name Holding Trade Value Shares
Change 		Change in
Stake
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$375K – – –
SGAM
27
Steinberg Global Asset Management
Florida
$373K -$7.4K -464 -2%
MIG
28
Mariner Investment Group
New York
$333K -$78.3K -4,906 -19%
AI
29
Atria Investments
North Carolina
$330K +$77K +4,828 +29%
BFIM
30
Beese Fulmer Investment Management
Ohio
$294K – – –
Citigroup
31
Citigroup
New York
$256K +$114K +7,138 +76%
11A
32
10-15 Associates
New York
$238K – – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$228K -$28.7K -1,800 -11%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$224K +$64 +4 +0%
Deutsche Bank
35
Deutsche Bank
Germany
$204K +$84.4K +5,290 +66%
RT
36
Reliance Trust
Georgia
$204K +$211K +13,200 New
AIG
37
American International Group
New York
$202K -$18K -1,130 -8%
FA
38
Financial Advantage
Maryland
$191K – – –
SC
39
Scotia Capital
Ontario, Canada
$168K +$174K +10,886 New
WS
40
Wedbush Securities
California
$164K – – –
WT
41
Whittier Trust
California
$86K – – –
Creative Planning
42
Creative Planning
Kansas
$86K +$3.32K +208 +4%
RIA
43
Regal Investment Advisors
Michigan
$46K – – –
LNB
44
Ledyard National Bank
$35K – – –
US Bancorp
45
US Bancorp
Minnesota
$28K +$5.3K +332 +22%
CAPTRUST Financial Advisors
46
CAPTRUST Financial Advisors
North Carolina
$25K -$215K -13,500 -89%
TRCT
47
Tower Research Capital (TRC)
New York
$24K +$22.3K +1,400 +795%
CTC
48
Central Trust Company
Missouri
$15K – – –
HI
49
Hudock Inc
Pennsylvania
$15K – – –
WAM
50
Wolverine Asset Management
Illinois
$12K +$12.9K +806 New
1
2
3

EFR Hedge Fund Activity: Q3 2013 in Review

58 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q3 2013, worth a combined $64M — down 17% from $77.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new EFR positions and 2 closed out — a net gain of 4 holders — while 19 added to existing stakes and 15 trimmed.

The largest buyer was Oxbow Advisors, adding an estimated $592K. The largest seller was Ameriprise, cutting an estimated $3.42M.

  • 58 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q3 2013, up from 55 in Q2 2013.
  • Funds reported $64M of Eaton Vance Senior Floating-Rate Fund stock for Q3 2013, down 17% quarter-over-quarter.
  • 6 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q3 2013 and 2 closed out, a net change of +4 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q3 2013 was Oxbow Advisors, an estimated $592K added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q3 2013 was Ameriprise, an estimated $3.42M sold.

Based on aggregated 13F filings for Q3 2013.