RIA
EFR

Regal Investment Advisors’s Eaton Vance Senior Floating-Rate Fund EFR Stock Holding History

Regal Investment Advisors’s Portfolio EFR Stock Details EFR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-3,003
Closed -$46K – 854
2013
Q3 		$46K Hold
3,003
– – 0.03% 311
2013
Q2 		$49K Buy
+3,003
New +$50.6K 0.03% 291

Other funds holding EFR

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
RCA
Restructuring Capital Associates Stamford, Connecticut $115M AUM 20.18% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
OHA
Oak Hill Advisors New York $878M AUM 106.46% 1-Year Est. Return
CL
CPWM LLC Seattle, Washington $1.06B AUM 14.49% 1-Year Est. Return

Regal Investment Advisors's EFR Position: Q4 2013 in Review

Regal Investment Advisors sold out of Eaton Vance Senior Floating-Rate Fund (EFR) in Q4 2013, closing a stake of 3,003 shares — an estimated $46K sold.

Regal Investment Advisors first reported a position in EFR in Q2 2013 and held it in 2 quarters. The position peaked at $49K in Q2 2013. 64 funds tracked by Wall St. Rank hold EFR as of Q4 2013.

  • Regal Investment Advisors reported no remaining Eaton Vance Senior Floating-Rate Fund position as of Q4 2013 after selling out during the quarter.
  • Regal Investment Advisors sold 3,003 Eaton Vance Senior Floating-Rate Fund shares in Q4 2013, an estimated $46K.
  • Regal Investment Advisors first reported a position in Eaton Vance Senior Floating-Rate Fund in Q2 2013 and held it in 2 quarters.
  • Regal Investment Advisors's Eaton Vance Senior Floating-Rate Fund position peaked at $49K in Q2 2013.
  • 64 funds tracked by Wall St. Rank held Eaton Vance Senior Floating-Rate Fund as of Q4 2013.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.