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BlackRock ESG Capital Allocation Term Trust
ECAT

76 hedge funds and large institutions have $591M invested in BlackRock ESG Capital Allocation Term Trust in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

17% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 23

13% more funds holding

Funds holding: 67 → 76 (+9)

1.91% more ownership

Funds ownership: 37.26% → 39.18% (+1.9%)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

1% less capital invested

Capital invested by funds: $596M → $591M (-$4.63M)

Holders
76
Holders Change
+9
Holders Change %
+13.43%
% of All Funds
1.21%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
14
Increased
27
Reduced
23
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$32M
2
API
Advisor Partners II
California
+$5.83M
3
SIA
Sit Investment Associates
Minnesota
+$2.64M
4
Goldman Sachs
Goldman Sachs
New York
+$2.47M
5
UBS Group
UBS Group
Switzerland
+$1.9M

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$13.3M
2
WP
Woodline Partners
California
-$4.02M
3
Morgan Stanley
Morgan Stanley
New York
-$3.72M
4
AC
Almitas Capital
California
-$1.36M
5
Invesco
Invesco
Georgia
-$1.24M
Name Holding Trade Value Shares
Change 		Change in
Stake
BBHC
51
Brown Brothers Harriman & Co
New York
$341K +$355K +23,035 New
OC
52
Oppenheimer & Co
New York
$337K +$11.7K +758 +3%
JP Morgan Chase
53
JP Morgan Chase
New York
$299K +$310K +20,105 +16,084%
SIA
54
SkyView Investment Advisors
New Jersey
$296K – – –
Comerica Bank
55
Comerica Bank
Texas
$291K +$303K +19,656 New
FA
56
Fountainhead AM
New Jersey
$253K +$264K +17,120 New
CCP
57
Carmel Capital Partners
California
$240K +$250K +16,250 New
Creative Planning
58
Creative Planning
Kansas
$221K -$28.3K -1,838 -11%
Commonwealth Equity Services
59
Commonwealth Equity Services
Massachusetts
$205K +$4.53K +294 +2%
VCM
60
Virtue Capital Management
Tennessee
$197K – – –
CAPTRUST Financial Advisors
61
CAPTRUST Financial Advisors
North Carolina
$190K +$198K +12,815 New
RJA
62
Raymond James & Associates
Florida
$185K -$91.7K -5,949 -32%
AWA
63
Arete Wealth Advisors
Illinois
$183K -$11.5K -744 -6%
Cambridge Investment Research Advisors
64
Cambridge Investment Research Advisors
Iowa
$181K +$188K +12,223 New
HF
65
HRT Financial
New York
$159K -$76.1K -4,938 -31%
PAS
66
Park Avenue Securities
New York
$152K +$158K +10,281 New
Mariner
67
Mariner
Kansas
$150K -$108K -6,999 -41%
CWC
68
Carolinas Wealth Consulting
North Carolina
$70.2K – – –
SPIA
69
Steward Partners Investment Advisory
New York
$48.6K -$32.5K -2,108 -39%
First Manhattan
70
First Manhattan
New York
$15.9K – – –
CT
71
Colonial Trust
South Carolina
$13.3K – – –
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
$11K +$11.4K +742 New
JWA
73
JFS Wealth Advisors
Pennsylvania
$7.39K – – –
TRCT
74
Tower Research Capital (TRC)
New York
$2.96K – – –
AA
75
Ancora Advisors
Ohio
$1.48K – – –
1 2
3
4

ECAT Hedge Fund Activity: Q3 2023 in Review

76 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in BlackRock ESG Capital Allocation Term Trust (ECAT) for Q3 2023, worth a combined $591M — down 0.78% from $596M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new ECAT positions and 5 closed out — a net gain of 9 holders — while 27 added to existing stakes and 23 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $32M. The largest seller was Rivernorth Capital Management, cutting an estimated $13.3M.

  • 76 institutional investors held BlackRock ESG Capital Allocation Term Trust (ECAT) as of Q3 2023, up from 67 in Q2 2023.
  • Funds reported $591M of BlackRock ESG Capital Allocation Term Trust stock for Q3 2023, down 0.78% quarter-over-quarter.
  • 14 funds opened new BlackRock ESG Capital Allocation Term Trust positions in Q3 2023 and 5 closed out, a net change of +9 holders.
  • The largest BlackRock ESG Capital Allocation Term Trust buyer in Q3 2023 was Saba Capital Management, an estimated $32M added.
  • The largest BlackRock ESG Capital Allocation Term Trust seller in Q3 2023 was Rivernorth Capital Management, an estimated $13.3M sold.

Based on aggregated 13F filings for Q3 2023.