Mariner’s BlackRock ESG Capital Allocation Term Trust ECAT Stock Holding History

Mariner’s Portfolio ECAT Stock Details ECAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-10,152	Closed	-$150K	–	3079
2023 Q3	$150K	Sell	10,152 -6,999	-41%	-$108K	﹤0.01%	2598
2023 Q2	$269K	Buy	17,151 +3,245	+23%	+$50.2K	﹤0.01%	2216
2023 Q1	$217K	Buy	13,906 +3,001	+28%	+$43.8K	﹤0.01%	2350
2022 Q4	$146K	Buy	+10,905	New	+$149K	﹤0.01%	2433

Other funds holding ECAT

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Mariner's ECAT Position: Q4 2023 in Review

Mariner sold out of BlackRock ESG Capital Allocation Term Trust (ECAT) in Q4 2023, closing a stake of 10,152 shares — an estimated $150K sold.

Mariner first reported a position in ECAT in Q4 2022 and held it in 4 quarters. The position peaked at $269K in Q2 2023. 74 funds tracked by Wall St. Rank hold ECAT as of Q4 2023.

Mariner reported no remaining BlackRock ESG Capital Allocation Term Trust position as of Q4 2023 after selling out during the quarter.
Mariner sold 10,152 BlackRock ESG Capital Allocation Term Trust shares in Q4 2023, an estimated $150K.
Mariner first reported a position in BlackRock ESG Capital Allocation Term Trust in Q4 2022 and held it in 4 quarters.
Mariner's BlackRock ESG Capital Allocation Term Trust position peaked at $269K in Q2 2023.
74 funds tracked by Wall St. Rank held BlackRock ESG Capital Allocation Term Trust as of Q4 2023.

Based on Mariner's 13F filing for Q4 2023, filed 14 Feb 2024.