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EAPS

PAX MSCI EAFE ESG INDEX ETF

Delisted

EAPS was delisted on the 21st of March, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.32M +$233K +7,988 +21%
Wells Fargo
2
Wells Fargo
California
$1.1M +$422K +14,454 +60%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$646K
LPL Financial
4
LPL Financial
California
$638K -$12.5K -429 -2%
Ameriprise
5
Ameriprise
Minnesota
$506K -$94.2K -3,230 -15%
GAM
6
Gemmer Asset Management
California
$418K +$425K +14,561 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$388K +$338K +11,570 +595%
Goldman Sachs
8
Goldman Sachs
New York
$373K
Deutsche Bank
9
Deutsche Bank
Germany
$287K
GF
10
Gerstein Fisher
New York
$225K
MBT
11
Montecito Bank & Trust
California
$215K
FHB
12
First Hawaiian Bank
Hawaii
$202K +$205K +7,031 New
U
13
UBS
Switzerland
$174K +$4.49K +154 +3%
AIG
14
American International Group
New York
$94K +$72.7K +2,491 +319%
WTC
15
WhitTier Trust Company
Nevada
$57K
MFS
16
MSI Financial Services
Massachusetts
$45K
JFGIW
17
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$33K
IAM
18
Impax Asset Management
New Hampshire
-$22.9M -764,302 Closed
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
-$2.35M -78,634 Closed
LWI
20
Long Wharf Investors
Massachusetts
-$379K -12,672 Closed
Jane Street
21
Jane Street
New York
-$369K -12,346 Closed
Bank of America
22
Bank of America
North Carolina
-$257K -8,593 Closed
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
-$210K -7,000 Closed