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EAPS

PAX MSCI EAFE ESG INDEX ETF

Delisted

EAPS was delisted on the 21st of March, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
IAM
1
Impax Asset Management
New Hampshire
$22.9M +$5.19M +179,355 +31%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.35M +$528K +18,266 +30%
Morgan Stanley
3
Morgan Stanley
New York
$1.14M +$134K +4,619 +14%
Wells Fargo
4
Wells Fargo
California
$717K +$241K +8,349 +53%
LPL Financial
5
LPL Financial
California
$677K +$324K +11,197 +98%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$673K +$35K +1,210 +6%
Ameriprise
7
Ameriprise
Minnesota
$632K +$31.6K +1,094 +6%
Goldman Sachs
8
Goldman Sachs
New York
$389K -$116 -4 -0%
LWI
9
Long Wharf Investors
Massachusetts
$379K +$26.4K +912 +8%
Jane Street
10
Jane Street
New York
$369K -$33.5K -1,158 -9%
Deutsche Bank
11
Deutsche Bank
Germany
$299K +$289K +10,000 New
Bank of America
12
Bank of America
North Carolina
$257K +$4.95K +171 +2%
GF
13
Gerstein Fisher
New York
$234K
MBT
14
Montecito Bank & Trust
California
$224K
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$210K +$86.8K +3,000 +75%
U
16
UBS
Switzerland
$176K +$171K +5,900 New
WTC
17
WhitTier Trust Company
Nevada
$60K +$57.8K +2,000 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$58K +$56.2K +1,944 New
MFS
19
MSI Financial Services
Massachusetts
$46K
JFGIW
20
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$33K +$31.8K +1,100 New
AIG
21
American International Group
New York
$23.4K +$16.8K +582 +291%
KFS
22
KMS Financial Services
Washington
-$640K -22,700 Closed