Commonwealth Equity Services’s PAX MSCI EAFE ESG INDEX ETF EAPS Stock Holding History

Commonwealth Equity Services’s Portfolio EAPS Stock Details EAPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-78,634	Closed	-$2.35M	–	2082
2013 Q4	$2.35M	Buy	78,634 +18,266	+30%	+$528K	0.03%	440
2013 Q3	$1.7M	Buy	60,368 +34,099	+130%	+$928K	0.03%	504
2013 Q2	$678K	Buy	+26,269	New	+$701K	0.01%	873

Other funds holding EAPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

GAM

Gemmer Asset Management Walnut Creek, California $1.49B AUM 42.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Gerstein Fisher New York $811M AUM 13.96% 1-Year Est. Return

Commonwealth Equity Services's EAPS Position: Q1 2014 in Review

Commonwealth Equity Services sold out of PAX MSCI EAFE ESG INDEX ETF (EAPS) in Q1 2014, closing a stake of 78,634 shares — an estimated $2.35M sold.

Commonwealth Equity Services first reported a position in EAPS in Q2 2013 and held it in 3 quarters. The position peaked at $2.35M in Q4 2013. 17 funds tracked by Wall St. Rank hold EAPS as of Q1 2014.

Commonwealth Equity Services reported no remaining PAX MSCI EAFE ESG INDEX ETF position as of Q1 2014 after selling out during the quarter.
Commonwealth Equity Services sold 78,634 PAX MSCI EAFE ESG INDEX ETF shares in Q1 2014, an estimated $2.35M.
Commonwealth Equity Services first reported a position in PAX MSCI EAFE ESG INDEX ETF in Q2 2013 and held it in 3 quarters.
Commonwealth Equity Services's PAX MSCI EAFE ESG INDEX ETF position peaked at $2.35M in Q4 2013.
17 funds tracked by Wall St. Rank held PAX MSCI EAFE ESG INDEX ETF as of Q1 2014.

Based on Commonwealth Equity Services's 13F filing for Q1 2014, filed 7 May 2014.