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EAPS

PAX MSCI EAFE ESG INDEX ETF

Delisted

EAPS was delisted on the 21st of March, 2014.

21 hedge funds and large institutions have $32M invested in PAX MSCI EAFE ESG INDEX ETF in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 2

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

36% more capital invested

Capital invested by funds: $23.6M → $32M (+$8.41M)

24% more funds holding

Funds holding: 1721 (+4)

Holders
21
Holders Change
+4
Holders Change %
+23.53%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
2
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IAM
1
Impax Asset Management
New Hampshire
$22.9M +$5.19M +179,355 +31%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.35M +$528K +18,266 +30%
Morgan Stanley
3
Morgan Stanley
New York
$1.14M +$134K +4,619 +14%
Wells Fargo
4
Wells Fargo
California
$717K +$241K +8,349 +53%
LPL Financial
5
LPL Financial
California
$677K +$324K +11,197 +98%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$673K +$35K +1,210 +6%
Ameriprise
7
Ameriprise
Minnesota
$632K +$31.6K +1,094 +6%
GF
8
Gerstein Fisher
New York
$468K +$227K +7,833 +100%
Goldman Sachs
9
Goldman Sachs
New York
$389K -$116 -4 -0%
LWI
10
Long Wharf Investors
Massachusetts
$379K +$26.4K +912 +8%
Jane Street
11
Jane Street
New York
$369K -$33.5K -1,158 -9%
Deutsche Bank
12
Deutsche Bank
Germany
$299K +$289K +10,000 New
Bank of America
13
Bank of America
North Carolina
$257K +$4.95K +171 +2%
MBT
14
Montecito Bank & Trust
California
$224K
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$210K +$86.8K +3,000 +75%
U
16
UBS
Switzerland
$176K +$171K +5,900 New
WTC
17
WhitTier Trust Company
Nevada
$60K +$57.8K +2,000 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$58K +$56.2K +1,944 New
MFS
19
MSI Financial Services
Massachusetts
$46K
JFGIW
20
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$33K +$31.8K +1,100 New
AIG
21
American International Group
New York
$23.4K +$16.8K +582 +291%
KFS
22
KMS Financial Services
Washington
-$640K -22,700 Closed

EAPS Hedge Fund Activity: Q4 2013 in Review

21 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in PAX MSCI EAFE ESG INDEX ETF (EAPS) for Q4 2013, worth a combined $32M — up 36% from $23.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new EAPS positions and 1 closed out — a net gain of 4 holders — while 12 added to existing stakes and 2 trimmed.

The largest buyer was Impax Asset Management, adding an estimated $5.19M. The largest seller was KMS Financial Services, exiting entirely with an estimated $640K sold.

  • 21 institutional investors held PAX MSCI EAFE ESG INDEX ETF (EAPS) as of Q4 2013, up from 17 in Q3 2013.
  • Funds reported $32M of PAX MSCI EAFE ESG INDEX ETF stock for Q4 2013, up 36% quarter-over-quarter.
  • 5 funds opened new PAX MSCI EAFE ESG INDEX ETF positions in Q4 2013 and 1 closed out, a net change of +4 holders.
  • The largest PAX MSCI EAFE ESG INDEX ETF buyer in Q4 2013 was Impax Asset Management, an estimated $5.19M added.
  • The largest PAX MSCI EAFE ESG INDEX ETF seller in Q4 2013 was KMS Financial Services, an estimated $640K sold.

Based on aggregated 13F filings for Q4 2013.