LPL Financial’s PAX MSCI EAFE ESG INDEX ETF EAPS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-22,211	Closed	-$638K	–	2825
2014 Q1	$638K	Sell	22,211 -429	-2%	-$12.3K	﹤0.01%	1557
2013 Q4	$677K	Buy	22,640 +11,197	+98%	+$335K	﹤0.01%	1516
2013 Q3	$327K	Buy	+11,443	New	+$327K	﹤0.01%	1948