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EAD

Allspring Income Opportunities Fund
EAD

64 hedge funds and large institutions have $113M invested in Allspring Income Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 23 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less funds holding

Funds holding: 66 → 64 (-2)

4.35% less ownership

Funds ownership: 26.75% → 22.4% (-4.4%)

10% less capital invested

Capital invested by funds: $125M → $113M (-$12.1M)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

26% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 23

Holders
64
Holders Change
-2
Holders Change %
-3.03%
% of All Funds
1.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
17
Reduced
23
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$1,000K
2
VIA
Vident Investment Advisory
Georgia
+$540K
3
MSL
Mackay Shields LLC
New York
+$512K
4
Bank of America
Bank of America
North Carolina
+$428K
5
PPA
Parametric Portfolio Associates
Washington
+$410K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$10.3M
2
SIA
Sit Investment Associates
Minnesota
-$6.34M
3
BI
Bramshill Investments
Florida
-$4.45M
4
LCM
Landscape Capital Management
New Jersey
-$896K
5
Invesco
Invesco
Georgia
-$749K
Name Holding Trade Value Shares
Change 		Change in
Stake
QCIG
51
Quad-Cities Investment Group
Iowa
$54K +$853 +104 +2%
ASN
52
Advisory Services Network
Georgia
$42K – – –
Citigroup
53
Citigroup
New York
$27K -$451 -55 -2%
PFO
54
Pathstone Family Office
New Jersey
$20K – – –
CFGS
55
Concourse Financial Group Securities
Alabama
$16K – – –
CFD
56
Creative Financial Designs
Indiana
$14K – – –
PAM
57
Panagora Asset Management
Massachusetts
$14K +$13.5K +1,651 New
Carson Wealth (CWM LLC)
58
Carson Wealth (CWM LLC)
Nebraska
$12K – – –
Fidelity Investments
59
Fidelity Investments
Massachusetts
$4K – – –
RCM
60
Rivernorth Capital Management
Florida
$2.87K -$10.3M -1,252,310 -78%
HNB
61
Huntington National Bank
Ohio
$2K – – –
SFS
62
Sowell Financial Services
Arkansas
$1K +$1.21K +147 New
Northern Trust
63
Northern Trust
Illinois
$1K +$103K +12,500 New
ACP
64
Aviance Capital Partners
Florida
– -$507K -61,552 Closed
MML Investors Services
65
MML Investors Services
Massachusetts
– -$374K -45,358 Closed
SKK
66
Shepherd Kaplan Krochuk
Massachusetts
– -$278K -33,690 Closed
AA
67
AQR Arbitrage
Connecticut
– -$170K -20,647 Closed
Susquehanna International Group
68
Susquehanna International Group
Pennsylvania
– -$125K -15,142 Closed
TSS
69
Two Sigma Securities
New York
– -$122K -14,789 Closed
HCM
70
Hollencrest Capital Management
California
– -$103K -12,497 Closed
PAG
71
Private Advisor Group
New Jersey
– -$89K -10,840 Closed
NFG
72
Next Financial Group
Texas
– -$37K -4,500 Closed
RIA
73
Realta Investment Advisors
Delaware
– -$24K -2,906 Closed
Wells Fargo
74
Wells Fargo
California
– +$8 +1 New
AIC
75
Ameritas Investment Company
Nebraska
– +$492 +60 New
1 2
3

EAD Hedge Fund Activity: Q3 2019 in Review

64 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q3 2019, worth a combined $113M — down 9.7% from $125M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of EAD and 9 opened new positions — a net loss of 2 holders — while 23 trimmed existing stakes and 17 added.

The largest buyer was Morgan Stanley, adding an estimated $1,000K. The largest seller was Rivernorth Capital Management, cutting an estimated $10.3M.

  • 64 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q3 2019, down from 66 in Q2 2019.
  • Funds reported $113M of Allspring Income Opportunities Fund stock for Q3 2019, down 9.7% quarter-over-quarter.
  • 9 funds opened new Allspring Income Opportunities Fund positions in Q3 2019 and 11 closed out, a net change of -2 holders.
  • The largest Allspring Income Opportunities Fund buyer in Q3 2019 was Morgan Stanley, an estimated $1,000K added.
  • The largest Allspring Income Opportunities Fund seller in Q3 2019 was Rivernorth Capital Management, an estimated $10.3M sold.

Based on aggregated 13F filings for Q3 2019.