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EAD

Allspring Income Opportunities Fund
EAD

66 hedge funds and large institutions have $124M invested in Allspring Income Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

33% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 15

20% more funds holding

Funds holding: 55 → 66 (+11)

11% more capital invested

Capital invested by funds: $112M → $124M (+$12.5M)

2.2% more ownership

Funds ownership: 16.29% → 18.49% (+2.2%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
66
Holders Change
+11
Holders Change %
+20%
% of All Funds
1.76%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
17
Increased
20
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
+$3.83M
2
AAM
Advisors Asset Management
Colorado
+$2.74M
3
TAM
Trust Asset Management
Texas
+$2.22M
4
SG Americas Securities
SG Americas Securities
New York
+$2.12M
5
WAM
Wolverine Asset Management
Illinois
+$940K

Top Sellers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$2.74M
2
SCM
Saba Capital Management
New York
-$1.84M
3
GC
Guggenheim Capital
Illinois
-$1.7M
4
LPL Financial
LPL Financial
California
-$1.45M
5
Wells Fargo
Wells Fargo
California
-$429K
Name Holding Trade Value Shares
Change 		Change in
Stake
CG
51
Colony Group
Massachusetts
$44K – – –
PAM
52
Panagora Asset Management
Massachusetts
$40K +$39.9K +4,465 New
Bank of Montreal
53
Bank of Montreal
Ontario, Canada
$39K – – –
PIA
54
Peachtree Investment Advisors
Georgia
$27K +$607 +68 +2%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$23K -$25.7K -2,878 -52%
Envestnet Asset Management
56
Envestnet Asset Management
Illinois
$22K – – –
PFSC
57
Peoples Financial Services Corp
Pennsylvania
$16K – – –
BRWM
58
B. Riley Wealth Management
Tennessee
$13K – – –
WA
59
WFG Advisors
Texas
$11K – – –
Deutsche Bank
60
Deutsche Bank
Germany
$10K -$321 -36 -3%
GI
61
Gradient Investments
Minnesota
$10K +$9.63K +1,079 New
Wells Fargo
62
Wells Fargo
California
$9K -$429K -48,036 -98%
RFA
63
Reilly Financial Advisors
California
$9K +$8.93K +1,000 New
TRCT
64
Tower Research Capital (TRC)
New York
$4K +$4.35K +487 New
MA
65
MUFG Americas
New York
$2K +$500 +56 +33%
NES
66
New England Securities
New York
$1K – – –
BRWA
67
B. Riley Wealth Advisors
Florida
$33 +$33K +3,700 New
Manulife (Manufacturers Life Insurance)
68
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4 – – –
VKH
69
Virtu KCG Holdings
New York
– -$392K -43,364 Closed
DA
70
Doliver Advisors
Texas
– -$275K -30,388 Closed
PMFA
71
Plante Moran Financial Advisors
Michigan
– -$165K -18,200 Closed
NFG
72
Next Financial Group
Texas
– -$95K -10,458 Closed
SF
73
Synovus Financial
Georgia
– -$38K -4,214 Closed
1 2
3

EAD Hedge Fund Activity: Q4 2014 in Review

66 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q4 2014, worth a combined $124M — up 11% from $112M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new EAD positions and 5 closed out — a net gain of 12 holders — while 20 added to existing stakes and 15 trimmed.

The largest buyer was City of London Investment Management, opening a new position worth an estimated $3.83M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.74M.

  • 66 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q4 2014, up from 55 in Q3 2014.
  • Funds reported $124M of Allspring Income Opportunities Fund stock for Q4 2014, up 11% quarter-over-quarter.
  • 17 funds opened new Allspring Income Opportunities Fund positions in Q4 2014 and 5 closed out, a net change of +12 holders.
  • The largest Allspring Income Opportunities Fund buyer in Q4 2014 was City of London Investment Management, an estimated $3.83M added.
  • The largest Allspring Income Opportunities Fund seller in Q4 2014 was BNP Paribas Financial Markets, an estimated $2.74M sold.

Based on aggregated 13F filings for Q4 2014.