EAD

Allspring Income Opportunities Fund
EAD

Overview Fund Activity

64 hedge funds and large institutions have $113M invested in Allspring Income Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 23 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
-2
Holders Change %
-3.03%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
17
Reduced
23
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.32M
2
VIA
2
Vident Investment Advisory
Georgia
$10.1M
3
MSL
3
Mackay Shields LLC
New York
$514K
4
Bank of America
4
Bank of America
North Carolina
$800K
5
PPA
5
Parametric Portfolio Associates
Washington
$13M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$5.26M
2
BI
2
Bramshill Investments
Florida
$6.93M
3
LCM
3
Landscape Capital Management
New Jersey
$2.16M
4
Invesco
4
Invesco
Georgia
$7.3M
5
UBS Group
5
UBS Group
Switzerland
$21.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
SIM
26
Sonora Investment Management
Arizona
$474K – – –
SBIA
27
Sheaff Brock Investment Advisors
Indiana
$472K +$2.06K +250 +0.4%
PAS
28
Park Avenue Securities
New York
$428K +$45.2K +5,477 +12%
HSA
29
HBK Sorce Advisory
Pennsylvania
$412K +$33.4K +4,058 +9%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$390K +$58.2K +7,065 +18%
SWP
31
Stratos Wealth Partners
Ohio
$366K – – –
AG
32
Advisor Group
Arizona
$282K -$48.3K -5,874 -15%
CIA
33
Capital Investment Advisors
Georgia
$278K -$15.6K -1,894 -5%
CAN
34
Cetera Advisor Networks
California
$277K +$17.2K +2,100 +7%
TAM
35
Trust Asset Management
Texas
$269K +$269K +32,599 New
CC
36
Claybrook Capital
Massachusetts
$262K – – –
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$247K +$3.24K +393 +1%
Ameriprise
38
Ameriprise
Minnesota
$246K -$21.9K -2,655 -8%
Fiera Capital (Canada)
39
Fiera Capital (Canada)
Quebec, Canada
$237K -$14.7K -1,782 -6%
CF
40
Copperwynd Financial
Arizona
$216K +$118K +14,229 +120%
RJA
41
Raymond James & Associates
Florida
$195K -$31.4K -3,815 -14%
Thrivent Financial for Lutherans
42
Thrivent Financial for Lutherans
Minnesota
$194K +$17.9K +2,174 +10%
Millennium Management
43
Millennium Management
New York
$193K +$193K +23,494 New
SWM
44
SeaCrest Wealth Management
New York
$149K -$16.5K -2,003 -10%
EWM
45
Edge Wealth Management
New York
$140K – – –
BRWM
46
B. Riley Wealth Management
Tennessee
$126K +$3.46K +419 +3%
SWM
47
Sequoia Wealth Management
Illinois
$126K +$126K +15,300 New
DA
48
Doliver Advisors
Texas
$100K -$8.98K -1,110 -8%
NL
49
NWAM LLC
Washington
$96K – – –
FIA
50
FNY Investment Advisers
New York
$88K +$84K +10,241 +2,107%
1
2
3