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EAD

Allspring Income Opportunities Fund
EAD

64 hedge funds and large institutions have $113M invested in Allspring Income Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 23 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less funds holding

Funds holding: 66 → 64 (-2)

4.35% less ownership

Funds ownership: 26.75% → 22.4% (-4.4%)

10% less capital invested

Capital invested by funds: $125M → $113M (-$12.1M)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

26% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 23

Holders
64
Holders Change
-2
Holders Change %
-3.03%
% of All Funds
1.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
17
Reduced
23
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$1,000K
2
VIA
Vident Investment Advisory
Georgia
+$540K
3
MSL
Mackay Shields LLC
New York
+$512K
4
Bank of America
Bank of America
North Carolina
+$428K
5
PPA
Parametric Portfolio Associates
Washington
+$410K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$10.3M
2
SIA
Sit Investment Associates
Minnesota
-$6.34M
3
BI
Bramshill Investments
Florida
-$4.45M
4
LCM
Landscape Capital Management
New Jersey
-$896K
5
Invesco
Invesco
Georgia
-$749K
Name Holding Trade Value Shares
Change 		Change in
Stake
SIM
26
Sonora Investment Management
Arizona
$474K – – –
SBIA
27
Sheaff Brock Investment Advisors
Indiana
$472K +$2.05K +250 +0.4%
PAS
28
Park Avenue Securities
New York
$428K +$44.9K +5,477 +12%
HSA
29
HBK Sorce Advisory
Pennsylvania
$412K +$33.3K +4,058 +9%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$390K +$58K +7,065 +18%
SWP
31
Stratos Wealth Partners
Ohio
$366K – – –
AG
32
Advisor Group
Arizona
$282K -$48.2K -5,874 -15%
CIA
33
Capital Investment Advisors
Georgia
$278K -$15.5K -1,894 -5%
CAN
34
Cetera Advisor Networks
California
$277K +$17.2K +2,100 +7%
TAM
35
Trust Asset Management
Texas
$269K +$267K +32,599 New
CC
36
Claybrook Capital
Massachusetts
$262K – – –
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$247K +$3.22K +393 +1%
Ameriprise
38
Ameriprise
Minnesota
$246K -$21.8K -2,655 -8%
Fiera Capital (Canada)
39
Fiera Capital (Canada)
Quebec, Canada
$237K -$14.6K -1,782 -6%
CF
40
Copperwynd Financial
Arizona
$216K +$117K +14,229 +120%
RJA
41
Raymond James & Associates
Florida
$195K -$31.3K -3,815 -14%
Thrivent Financial for Lutherans
42
Thrivent Financial for Lutherans
Minnesota
$194K +$17.8K +2,174 +10%
Millennium Management
43
Millennium Management
New York
$193K +$193K +23,494 New
SWM
44
SeaCrest Wealth Management
New York
$149K -$16.4K -2,003 -10%
EWM
45
Edge Wealth Management
New York
$140K – – –
BRWM
46
B. Riley Wealth Management
Tennessee
$126K +$3.44K +419 +3%
SWM
47
Sequoia Wealth Management
Illinois
$126K +$126K +15,300 New
DA
48
Doliver Advisors
Texas
$100K -$9.11K -1,110 -8%
NL
49
NWAM LLC
Washington
$96K – – –
FIA
50
FNY Investment Advisers
New York
$88K +$84K +10,241 +2,107%
1
2
3

EAD Hedge Fund Activity: Q3 2019 in Review

64 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q3 2019, worth a combined $113M — down 9.7% from $125M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of EAD and 9 opened new positions — a net loss of 2 holders — while 23 trimmed existing stakes and 17 added.

The largest buyer was Morgan Stanley, adding an estimated $1,000K. The largest seller was Rivernorth Capital Management, cutting an estimated $10.3M.

  • 64 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q3 2019, down from 66 in Q2 2019.
  • Funds reported $113M of Allspring Income Opportunities Fund stock for Q3 2019, down 9.7% quarter-over-quarter.
  • 9 funds opened new Allspring Income Opportunities Fund positions in Q3 2019 and 11 closed out, a net change of -2 holders.
  • The largest Allspring Income Opportunities Fund buyer in Q3 2019 was Morgan Stanley, an estimated $1,000K added.
  • The largest Allspring Income Opportunities Fund seller in Q3 2019 was Rivernorth Capital Management, an estimated $10.3M sold.

Based on aggregated 13F filings for Q3 2019.