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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$47.2M -$8.43M -218,680 -15%
Wells Fargo
2
Wells Fargo
California
$40.4M -$1.28M -33,153 -3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$26.1M +$1.95M +50,667 +8%
UBS Group
4
UBS Group
Switzerland
$20M +$723K +18,754 +4%
LPL Financial
5
LPL Financial
California
$19.7M +$10.9M +283,750 +109%
RJA
6
Raymond James & Associates
Florida
$15.2M +$1.48M +38,430 +11%
HF
7
Hoxton Financial
West Virginia
$12.9M +$43.8K +1,135 +0.3%
Bank of America
8
Bank of America
North Carolina
$9.78M -$1.27M -32,993 -11%
Goldman Sachs
9
Goldman Sachs
New York
$6.47M – – –
WF
10
WealthTrust Fairport
Ohio
$4.79M +$159K +4,119 +3%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$4.18M +$738K +19,137 +21%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$4.16M +$1.16M +30,134 +37%
SI
13
Stephens Inc
Arkansas
$3.11M -$122K -3,167 -4%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$3.04M -$774K -20,069 -20%
Stifel Financial
15
Stifel Financial
Missouri
$2.34M -$896K -23,249 -27%
SFI
16
SPC Financial Inc
Maryland
$2.04M +$751K +19,485 +56%
Ameriprise
17
Ameriprise
Minnesota
$1.79M +$204K +5,283 +12%
AIG
18
American International Group
New York
$1.29M +$68.1K +1,767 +5%
Citadel Advisors
19
Citadel Advisors
Florida
$1.25M -$629K -16,309 -33%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.09M -$2.22M -57,462 -67%
PTC
21
Private Trust Company
Ohio
$965K +$29.3K +759 +3%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$962K +$549K +14,228 +125%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$867K -$1.56M -40,428 -64%
GLA
24
Great Lakes Advisors
Illinois
$839K -$45K -1,167 -5%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$789K +$138K +3,579 +21%
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