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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.7M +$28.1M +879,922 New
Wells Fargo
2
Wells Fargo
California
$11.3M +$11.1M +347,123 New
RJFSA
3
Raymond James Financial Services Advisors
Florida
$6.46M +$6.32M +198,370 New
WA
4
WFG Advisors
Texas
$4.29M +$4.2M +131,583 New
LPL Financial
5
LPL Financial
California
$4.26M +$4.17M +130,684 New
Bank of America
6
Bank of America
North Carolina
$4.21M +$4.11M +129,047 New
U
7
UBS
Switzerland
$3.41M +$3.33M +104,564 New
SNC
8
Stifel Nicolaus & Co
Missouri
$2.49M +$2.43M +76,326 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.91M +$1.87M +58,661 New
AIG
10
American International Group
New York
$1.7M +$1.66M +52,031 New
BCI
11
Brinker Capital Investments
Pennsylvania
$1.43M +$1.4M +44,000 New
B
12
Baird
Wisconsin
$1.27M +$1.24M +38,923 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$888K +$869K +27,246 New
CIBC World Market
14
CIBC World Market
Ontario, Canada
$693K +$678K +21,263 New
HFS
15
HL Financial Services
Kentucky
$571K +$559K +17,536 New
Ameriprise
16
Ameriprise
Minnesota
$543K +$532K +16,674 New
HF
17
Hoxton Financial
West Virginia
$441K +$432K +13,541 New
RJA
18
Raymond James & Associates
Florida
$429K +$420K +13,177 New
Nomura Holdings
19
Nomura Holdings
Japan
$428K +$419K +13,150 New
Deutsche Bank
20
Deutsche Bank
Germany
$422K +$413K +12,966 New
SI
21
Stephens Inc
Arkansas
$293K +$286K +8,985 New
ICAS
22
Investors Capital Advisory Services
Massachusetts
$270K +$265K +8,300 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$249K +$244K +7,655 New
MFS
24
MSI Financial Services
Massachusetts
$192K +$188K +5,894 New
NES
25
New England Securities
New York
$146K +$143K +4,484 New
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