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ALPS Disruptive Technologies ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$3.31M -$2.37M -51,016 -40%
Morgan Stanley
2
Morgan Stanley
New York
$2.73M -$8.12K -175 -0.3%
Bank of America
3
Bank of America
North Carolina
$2.21M -$212K -4,576 -8%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.99M -$195K -4,212 -8%
GS
5
GTS Securities
Florida
$1.96M +$787K +16,950 +60%
Raymond James Financial
6
Raymond James Financial
Florida
$1.83M +$440K +9,482 +29%
UBS Group
7
UBS Group
Switzerland
$1.59M -$537K -11,569 -24%
LPL Financial
8
LPL Financial
California
$1.51M -$241K -5,184 -13%
FTUS
9
Flow Traders U.S.
New York
$765K +$820K +17,668 New
Stifel Financial
10
Stifel Financial
Missouri
$758K +$23.2K +500 +3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$574K -$33.4K -719 -5%
Rockefeller Capital Management
12
Rockefeller Capital Management
New York
$501K
WS
13
Wedbush Securities
California
$486K +$28.1K +606 +6%
1L
14
10Elms LLP
Oklahoma
$336K +$107K +2,307 +42%
RPC
15
Rossmore Private Capital
Connecticut
$327K
KAS
16
Kestra Advisory Services
Texas
$321K
SA
17
Sincerus Advisory
New York
$312K
VF
18
Virtu Financial
New York
$301K +$323K +6,962 New
Wells Fargo
19
Wells Fargo
California
$297K -$75.6K -1,630 -19%
WWM
20
Western Wealth Management
Colorado
$248K +$17.5K +377 +7%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$243K -$21.3K -460 -8%
National Bank of Canada
22
National Bank of Canada
Quebec, Canada
$236K -$9.7K -209 -4%
BFA
23
Beaumont Financial Advisors
Massachusetts
$232K
HWMO
24
Heritage Wealth Management (Ohio)
Ohio
$216K
Osaic Holdings
25
Osaic Holdings
Arizona
$190K -$105K -2,263 -34%