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ALPS Disruptive Technologies ETF
DTEC

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$13.7M -$837K -17,800 -6%
HHRDM
2
H&H Retirement Design & Management
Nevada
$10.5M +$10.5M +222,361 New
UBS Group
3
UBS Group
Switzerland
$4.99M +$42.9K +912 +0.8%
FIM
4
Freedom Investment Management
Connecticut
$3.58M +$3.75M +79,745 New
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.58M +$44.6K +949 +2%
Morgan Stanley
6
Morgan Stanley
New York
$2.37M +$775K +16,466 +45%
RJA
7
Raymond James & Associates
Florida
$2.1M +$67.2K +1,429 +3%
Osaic Holdings
8
Osaic Holdings
Arizona
$2M +$291K +6,182 +16%
Wells Fargo
9
Wells Fargo
California
$1.99M +$119K +2,530 +6%
LPL Financial
10
LPL Financial
California
$1.93M +$474K +10,075 +31%
Jane Street
11
Jane Street
New York
$1.76M +$363K +7,726 +25%
PAG
12
Private Advisor Group
New Jersey
$1.31M +$34.6K +735 +3%
LNC
13
Lincoln National Corp
Pennsylvania
$1.17M +$369K +7,846 +43%
CC
14
Claybrook Capital
Massachusetts
$1.15M – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.14M +$199K +4,224 +20%
Stifel Financial
16
Stifel Financial
Missouri
$1.04M +$14.3K +304 +1%
CA
17
Cetera Advisors
Colorado
$753K +$81K +1,722 +11%
CAN
18
Cetera Advisor Networks
California
$725K -$3.29K -70 -0.4%
Citadel Advisors
19
Citadel Advisors
Florida
$600K +$52.6K +1,118 +9%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$581K +$569K +12,100 +3,457%
KAS
21
Kestra Advisory Services
Texas
$485K -$178K -3,774 -26%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$462K +$484K +10,290 New
FTUS
23
Flow Traders U.S.
New York
$398K +$417K +8,861 New
Koshinski Asset Management
24
Koshinski Asset Management
Illinois
$294K +$8.47K +180 +3%
CFA
25
Carroll Financial Associates
North Carolina
$287K +$43.6K +926 +17%
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